EFTA Document EFTA01373530

Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance guisiincitRuOrm. Anastasia Pringle--12/22/2014 10'43:18 AM---Classification: For internal use only Good morning: From: To. Cc: Date: Subject 12/22/2014 10A3 AM RE: EDO package for the RID: DNB-120602 LICYCUS-3443 Party name : Southern Financial LLC gl Classification: For Internal use only Good morning, Do we have an update on the below request. Thanks z Kind Regards, Mrs. Anastasia Pringle CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067761 CONFIDENTIAL SDNY_GM_002 13945 EFTA01373530