EFTA Document EFTA01373531

--• Forwarded by Mankandan Muralklbaran/dhAbcom on 12/19:2014 08:53 PM Front To: Cc: Date. Subject Syed-Anzar Ahmedidb/dbcom 12/197201408:42 PM Re: Fw. EDD package for the RID : ON8-120902 LKVCUS-3443 Party name : Southern Financial RDC alert Review - Very Urgent (i) Classification: For internal use only Hello All, Please find the details below: NO ESCALATION REQUIRED 1) Richard Kahn Alert #1: Alert is False Positive. Mismatch Individuals. Our client name is Richard Kahn who is controlling person of Southern Financial LLC. Whereas, Alerted Individual name is Richard Jeffrey Kahn who is for http://www.biziournals.com/southfloridaisearch?q=0/622Jeffrey+Kahn%228.title=%3Fiframe0/03Dtrue&width=95%258height =95%25+title%3D+title%3D+title%3D+title%3D%20title= Alert #2: Alert is False Positive. Mismatch Individuals. Alerted Individual Name is Richard Kahn who h ttps://www.q o og le.co. in/url?u rl=https://www. n yse.com/pdfs/12-ARCA- 3.pdf&rct=i&frm=184=&esrc=s&sa=U&ei=MD6UVIedDsWPuAT924DoCCt&ved=0CBMGFRA&usq=AFQICNH6TerGC ha K BRFIgY5DUNOCAX7ziw Alert #3: Alert is False Positive. Alerted Individual Richard L Kahn is not related to any entity and is as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stvervisor I COB - RDC LOOKBACK TEAM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067764 CONFIDENTIAL SDNY_GM_002 13948 EFTA01373531