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efta-efta01374280DOJ Data Set 10Correspondence

EFTA Document EFTA01374280

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DOJ Data Set 10
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efta-efta01374280
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Liam Osullivan 5/16/2018 2:37:07 PM 'Paul Barrett 'Richard Kahn' CC: Martin Zeman I ; Xavier Avila Davide-A Sferrazza JIMENNOla Joshua Shoshan I Stewart Oldfield I Subject: Trade Details --> 5/16/2018 ICI Classification: Confidential Paul, You sold 37,122 C 5.8% Ser C Pref at 25.04. The account is long 100,000 shares. We are not working any orders. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Prepared on 05/16/2018 Source: Pershing NetX 360 Unofficial trode confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guorontee the accuracy of this information, or the reliability of these sources. Please refer to your official account stotements and confirmations for all trade information KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of. end exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of 0851 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DE1S1 or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068897 CONFIDENTIAL SDNY_GM_00215081 EFTA01374280

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