EFTA Document EFTA01374432

AML Compliance Deutsche Bank Securities Inc. Compliance RuisancitrPeeftina. Anastasia Pringle-12/22/2014 10:43:18 AM---Classification: For internal use only Good morning, From' To. Cc Dale: Subject. Anastasia Pnneie US-CB S-AM God Accotst-Oponia. Manikandan Muralidhara 12/22/2014 10:43 AM RE: ED0 package for the RID: ONB-I LKYCUS= Party name Southern Financial LLC Ill Classification: For Internal use only Good morning, Do we have an update on the below request. Thanks z Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parlmay. Suite 500. 32256 Jacksonville. FL. USA Pearritn,fr PeOnn. From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Friday, December 19, 2014 3:03 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB- LKYCUS Party name : Southern Financial LLC [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069112 CONFIDENTIAL SDNY_GM_00215296 EFTA01374432