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efta-efta01375026DOJ Data Set 10Correspondence

EFTA Document EFTA01375026

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DOJ Data Set 10
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efta-efta01375026
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EFTA Disclosure
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From: Xavier Avila Sent: 2/14/2018 7:03:53 PM To: Stewart 0ldfield I CC: Martin Zeman Subject RE: Third Lake Capital [II • Nina Tona I I Stewart, these are the 4 accounts we see in GM attached to your name... Let us know which ones are priority and we look at what we have in terms of onboardings and past revenues. Thanks. Elysium Limited Southern Financial LLC Third Lake Capital Willet Advisors LLC From: Martin Zeman Sent: Wednesday, February 14, 2018 4:01 PM To: Nina Tona < Cc: Xavier Avila >; Stewart Oldfield < Subject: Third Lake Capital (II Nina, Third Lake Capital have an account in GM. Would you please send me screenshot/anything you have on it as far back as possible? Thanks Martin Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc P 1 154-0004 New York, NY. USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the HIVRA Rule 4512(C)(3), and who are capable of evaluating the strategies. charactenstics and investment risks of, and exercising independent judgment in evaluating, the ideas and products ctiscussed herein. Trades and transactions are subject to relevant internal approvals of CBS? or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters ctiscussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070070 CONFIDENTIAL SDNY_GM_00216254 EFTA01375026

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