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efta-efta01375026DOJ Data Set 10CorrespondenceEFTA Document EFTA01375026
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Xavier Avila
Sent:
2/14/2018 7:03:53 PM
To:
Stewart 0ldfield I
CC:
Martin Zeman
Subject
RE: Third Lake Capital [II
• Nina Tona I
I
Stewart, these are the 4 accounts we see in GM attached to your name...
Let us know which ones are priority and we look at what we have in terms of onboardings and past revenues. Thanks.
Elysium Limited
Southern Financial LLC
Third Lake Capital
Willet Advisors LLC
From: Martin Zeman
Sent: Wednesday, February 14, 2018 4:01 PM
To: Nina Tona <
Cc: Xavier Avila
>; Stewart Oldfield <
Subject: Third Lake Capital (II
Nina,
Third Lake Capital have an account in GM. Would you please send me screenshot/anything you have on it as far back as
possible?
Thanks
Martin
Martin Zeman
Director I Key Client Partners
Deutsche Bark Wealth Management
DB Securities Inc
P
1 154-0004 New York, NY. USA
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the HIVRA
Rule 4512(C)(3), and who are capable of evaluating the strategies. charactenstics and investment risks of, and exercising independent judgment in
evaluating, the ideas and products ctiscussed herein. Trades and transactions are subject to relevant internal approvals of CBS? or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas and solutions and related matters ctiscussed herein are provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any
of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0070070
CONFIDENTIAL
SDNY_GM_00216254
EFTA01375026
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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