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efta-efta01375145DOJ Data Set 10CorrespondenceEFTA Document EFTA01375145
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DOJ Data Set 10
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efta-efta01375145
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cell 917-414-7584
On Mar 6, 2019, at 9:19 AM, Liam Osullivan
Classificabon: Confidential
Good morning,
We will work on have the margin statements turned off.
We have not received the request from IB yet.
Thank you,
Liam
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Liam O'Sullivan
Investments .@ Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
34
r•
s
w
•
Y 10154.0004, USA
Visit us: http:lideutschewealth.com.
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wrote:
IWP products and services we Intended for and available only to sophisticated, experienced investors who qualify as
Institutional accounts' under FINRA Rule 4512(O3), and are capable of evaluating the investment benefits and risks of,
and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies
and financial transactions. Transactions we subject to relevant internal approvals of Deutsche Bank or its affiliates prior to
execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a chent of Deutsche
Bank and of the Institutional Wealth Partners group (IWP).
Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage
services offered through the IWP America desk may include investment recommendations and brokerage advice, IWP
does not provide investment management or investment advisory services, and private market opportunities and other
products and services available through IWP are offered only on a non-advisory basis.
This communication is confidential and personal to you, solely for your information and for discussion purposes only, and
does not create any legally binding obligation. Reproduction or distribution of any material herein without our written
consent is strictly forbidden.
From: Richard Kahn
Sent: Wednesday, M
To: Liam Osullivan
Stewart Oldfield
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0070330
CONFIDENTIAL
SONY GM_00216514
EFTA01375145
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lideutschewealth.comPhone
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