EFTA Document EFTA01375209

From: Liam Osullivan SeM: 11/1/2018 5:43:05 PM To: Stewart Oldfield [ CC: Bradley Gitlin Subject: RE: Caterpillar KYC Classification: Confldwthal Thanks. ; Richard larossi From: Stewart Oldfield Sent: Thursday, November 01, 2018 5:40 PM To: Richard larossi Liam Osullivan < 1 Cc: Bradley Gitlin l => Subject: RE: Caterpillar KYC [lj This is just to memorialize that this will happen at some point. Probably closer to end of year. Nothing to do now. Thanks From: Richard larossi Sent: Thursday, November 01, 2018 5:15 PM To: Liam Osullivan Cc: Bradley Gitlin Stewart Oldfield Subject: Caterpilla Classification: For Infernal use only Hi Liam, Please see the attached KYC for 2017 Caterpillar Trust which will be looking to open a new brokerage account. Thanks, Rich Richard larossi Assistant Vice Prandent DCUISChe Bud: Wealth Managanent 345 Park Avenue, 24th Moor New York NY 10154 Securities of through Deutsche Rank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070459 CONFIDENTIAL SDNY_GM_00216643 EFTA01375209