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efta-efta01375418DOJ Data Set 10Correspondence

EFTA Document EFTA01375418

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DOJ Data Set 10
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efta-efta01375418
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Good Morning Richard, Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Tradng DB Securities Inc From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn MOM Cc: Delores Rubin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070866 CONFIDENTIAL SDNY_GM_00217050 EFTA01375418

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