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efta-efta01376675DOJ Data Set 10CorrespondenceEFTA Document EFTA01376675
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Key Client Partners - Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue. 26th Floor
New
Tel.
Erna
All trade execution information contained herein is being provided as an accommodation at you, request in advance of your receipt of the official trade
confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and
therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govem. Deutsche Bank is not responsible for any
discrepancy between the informal execution report and the official trade confirmation(s) or accout statements.
This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify
the sender immediately and delete the email from your computer. My unauthorized copying. disclosure or distribution of the material in tlis email is
prohibited.
From: Andrew King
Sent: Friday, June 10, 2016 3:22 PM
To: Zbynek Kozelsky
Cc: Stewart Oldfield
Subject: Approval Needed - List of Preferreds
Ziggy,
I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an
investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients).
The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can
select from to build their own basket.
The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily
volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common
equity columns. Bloomberg was the source of the non DB information.
We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for
approval.
Thanks in advance.
Best regards,
Andrew King
Andrew King, CFA
We President I Investment Solutions Group
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue. New York, NY 10154
Tel.
Fax
Mob
Em
YC✓fount
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0073019
CONFIDENTIAL
SDNY_GM_00219203
EFTA01376675
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