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EFTA Document EFTA01377560
Case File
efta-efta01377560DOJ Data Set 10Correspondence

EFTA Document EFTA01377560

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DOJ Data Set 10
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efta-efta01377560
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB information. We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for approval. Thanks in advance. Best regards, Andrew King li Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 34R Y 10154 Tel F Mo E ttfestits-wirr Perfto.n. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074646 CONFIDENTIAL SDNY_GM_00220830 EFTA01377560

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