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efta-efta01378702DOJ Data Set 10Correspondence

EFTA Document EFTA01378702

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DOJ Data Set 10
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efta-efta01378702
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email (Embedded image moved to file: pic03225.gif) From: To: Cc: Stewart Date: Subject: Tazia Smith "jeffrey E." <[email protected]>, Daniel Sabba , Paul Morris, Richard Oldfield vahe Stepanian 10/28/2014 01:11 PM Re: [C] Classification: confidential Kahn Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic12556.gif) From: Tazia Smith To: "jeffrey E." <[email protected]>, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075937 CONFIDENTIAL SDNY_GM_00222121 EFTA01378702

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Phone523.9945
Phone524.0117

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