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efta-efta01378809DOJ Data Set 10CorrespondenceEFTA Document EFTA01378809
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Stewart Oldfield
Sent:
10/31/2018 7:59:03 PM
To:
Daniel-E Kaiser
CC:
Andrew Gallivan
Subject:
Re: Butterfly Trust account
Thanks. Let me finish the rest of the remediation for the other accounts. We are 95pct of the way there.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Securities offered through Deutsche Bank Securities Inc.
On Oct 31, 2018, at 6:16 PM, Daniel-E Kaiser e
> wrote:
Stewart,
Andrew and I agreed that until the current review of this client is completed that we would not
open these related accounts.
Regards,
Dan
Daniel E Kaiser
Managing Director
Head of Key Client Farmers - America's
Deutsche Bank Securities Inc.
Wealth Mana ement Division
Email:
Key Client Partners (KCP) Americas does not provide investment advice and the products,
investment ideas and solutions and related matters discussed herein are provided for discussion
purposes only, and strictly on a non-advisory basis. KCP products and services are intended and
available only for persons who are sophisticated institutional investors within the meaning of the
FINRA Rule 4512(CX3), and who are capable of evaluating the strategies, characteristics and
investment risks of, and exercising independent judgment in evaluating, the ideas and products
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0076064
CONFIDENTIAL
SDNY GM_00222248
EFTA01378809
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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