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efta-efta01378809DOJ Data Set 10Correspondence

EFTA Document EFTA01378809

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DOJ Data Set 10
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efta-efta01378809
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EFTA Disclosure
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From: Stewart Oldfield Sent: 10/31/2018 7:59:03 PM To: Daniel-E Kaiser CC: Andrew Gallivan Subject: Re: Butterfly Trust account Thanks. Let me finish the rest of the remediation for the other accounts. We are 95pct of the way there. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 6:16 PM, Daniel-E Kaiser e > wrote: Stewart, Andrew and I agreed that until the current review of this client is completed that we would not open these related accounts. Regards, Dan Daniel E Kaiser Managing Director Head of Key Client Farmers - America's Deutsche Bank Securities Inc. Wealth Mana ement Division Email: Key Client Partners (KCP) Americas does not provide investment advice and the products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(CX3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076064 CONFIDENTIAL SDNY GM_00222248 EFTA01378809

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