EFTA Document EFTA01379065

Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Fedeial law requires all financial institutions to obtain, verify and record information that identifies each person who establishes an account. investment or other business relationship with a financial institution. This means that we will ask lot your name. address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). Information Shoring You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others. including disclosure of information about you and your Account to any government agency or self-regulatory body on request. (2) is necessary or appropriate in connection with Deutsche Bank's provision of services under this Agreement, or (3) is requested by a financial institution, financial intermediary. or other thi✓d party in order to assist such. person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd ELI Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call lot an active involvement of both asset management films and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source ol funds and. it necessary, legal representatives, authorized signatories. beneficial owners or contortl structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change. our diem would be obliged to immediately notify us of the changelsl and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention o• use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, yOu understand that you will be required to enter into a separate Internet Banking Services Agreement with OBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) Is made available no less than annually to the relevant beneficial owner(s). settloils). boneficiaryoes). partnerlsi, etc., to enable him/her/them to fulfill any respective tax obligations that may rinse for him/het/them in connection with your business relationship with OBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately ol any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate:. The Terms and Conditions for Deposit Accounts are subject to change. SSM,S‘StS V1S624 Paige t o+3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076370 CONFIDENTIAL SDNY GM_00222554 EFTA01379065