EFTA Document EFTA01379099

From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. ([email protected]) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith_ To: "jeffrey E." [email protected]>, Cc: Daniel Sabbaa Paul Morris, Richard Kahn Stewart oldfieli vahe stepania Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [C] classification: confidential • Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic30997.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc 111.11110. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076409 CONFIDENTIAL SDNY_GM_00222593 EFTA01379099