EFTA Document EFTA01381046

From: Tazia Smith Sent: 3/30/2017 11:47:04 AM To: Richard Kahn CC: Stewart Oldfield Subject: RE: Apple transfer to Merrill Lynch (CI Classification: Confidential thank you From: Richard Kahn Sent: Thursday, March 30, 2017 11:46 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan; Vahe Stepanian Subject: Re: Apple transfer to Merrill Lynch [C] ; Jeanne Brennan I I; Vahe Stepanian I I Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell 917-414-7584 On Mar 30, 2017, at 10:58 AM, Tazia Smith < > wrote: Classification: Confidential Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn [mailto:richardkahn12©qmail.com] Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial LIc to Merrill southern trust account Please send shares to DTCC Participant # 2251 Agent II) 26320 FFC 603118.1 Southern Trust Company, Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079779 CONFIDENTIAL SDNY_GM_00225963 EFTA01381046