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efta-efta01381098DOJ Data Set 10Correspondence

EFTA Document EFTA01381098

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DOJ Data Set 10
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efta-efta01381098
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Subject: Liam Osullivan 6/15/2018 Paul Barrett Martin Zeman ; Davide-A Sferrazza I ; Joshua Shoshan ; Xavier Avila RE: Trade Details --> 06/15/2018 [CI Classification: Confidential Paul, In SFLLC: Sold HKD Thank you Liam : Richard Kahn 982,444.65 @7.851 USD $125,136.24 Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York. NY, USA Tel. Emal ; Stewart Oldfield Prepared on 06/152018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C%3). and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DB& or its affiliates pdor to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- acklisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBS/ or any of its affiliates. From: Liam Osullivan Sent: Friday, June 15, 2018 9:04 AM To: 'Paul Barrett' a; 'Richard Kahn' Cc: Martin Zeman •:ai; Davide-A Sferrazza ; Joshua Shoshan ; Xavier Avila ., >; ewa to Subject: Trade Details --> 06/15/2018 [C] Classification: Confidential Paul, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079850 CONFIDENTIAL SDNY_GM_00226034 EFTA01381098

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