EFTA Document EFTA01381106

From: Andrew Gallivan Sent: 12/1/2016 9:23:5 AM To: Vaishali•P Mehta CC: Douglas Robertson ; Mark Gonzalez Subject: RE: MD approval for ACUs completed for High Risk Clients Ill Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:22 AM To: Andrew Gallivan Cc: Douglas Robertson; Mark Gonzalez; Stewart Oldfield Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For Internal use only Dear Andrew, Below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Annual Client Update: ID 0078846 GCIS Customer Number Douglas Robertson Customer Owner 00000494398 MD Andrew Gallivan Customer Name Robert Lewis Allbritton 1996 Trust Annual Client Update: Created Date 11/10/2016 A14. The trustee, Robert Allbritton, continues to live and work in DC area focusing on small direct investments across industries. 0078488 Mark Gonzalez 00000480264 Andrew Gallivan Sal Harbour 1604N, LLC 10/26/2016 Mr. Forkosh resides in New York and spends time in South Hampton and Miami. His income is derived form his commercial and rental properties. ; Stewart 0ldfield A15. Client Status Update A16. A17. Description The purpose of the discussion was an annual review of the portfolio, markets, and their ongoing cash needs (flows in / out). There are no material changes with this client. No N Nothing has materially changed for this client. No No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0079867 SDNY_GM_00226051 EFTA01381106