EFTA Document EFTA01384737

HUBUS133 Alpha Group Capital SECTION D - Entities, continued - Collective Investment Scheme Please complete the relevant section of the entity type and provide the following documents: Apply Full Legal entity type requirements e.g. LLC, Private Company, Trust Full Name of CIS Registered office address Principal place of business Name and address of scheme promoter' Name and address of scheme administrator' Copy of the Prospectus/Offering Memorandum Name and address of entity carrying out anti-money laundering checks upon the scheme investors and confirmation that entity is regulated for AML purpose. WolesDefirgtons 1. Scheme Promoter - Tho individual or entity that helps raise capital for investment activity 2. Scheme Ackninistrator The entity that performs the administrative tasks of the scheme. Administrative tasks could Maude' maintaining an investor record/law regulatory reporting: custody of assets: maintenance of general ledger accounts: other administrative tasks. 14 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0085217 CONFIDENTIAL SDNY_GM_00231401 EFTA01384737