EFTA Document EFTA01385036

Cc: Richard larossi IIIIIIIIIMSPIPPL; Bradley Gillin Vinita Advani >; Vijay-A Sawant Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (I) Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away for 3 days in sales training with Brad, hope to call client today or tmw. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mo Email IIIIIIIMOMME Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod < wrote: Classification: For Internal use only Hi Rich, Hope all is well. Following up on the below email sent by Vijay regarding pending rejection items. Do we have any update on the same. Thanks & Regards <image001.gif> Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, 81, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Ema From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM ■ To: Stewart Oldfield Cc: Bradley Gillin Richard larossi Alka Babu <[email protected]>; Mayur Rathod ; Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085899 CONFIDENTIAL SDNY_GM_00232083 EFTA01385036