Case File
efta-efta01385839DOJ Data Set 10CorrespondenceEFTA Document EFTA01385839
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
•
AM, Rowena Thomas
wrote:
Classification: Confidential
Hi Richard,
I'm monitoring Marjorie's email. While she is on vacation please
forward me your request.
Thank You,
Rowena Thomas
<iMage001.gif>
Rowena Thomas
Service Officer I Custody
Deutsche Bank Trust Company. National Association
Deutsche Bank Wealth Management
502
ackSOnville, FL 32256 USA
Tel
Fax
Em
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas
(the Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a
Corpotate Action instruction that you deliver via email. voicemail or facsimile. at such time as your Bank
representative has confimted via email or telephone that the Bank has received your request.
WA respect to al other trading instructions (including. without limitation. foreign cogency transactions),
The Bank shall only be obligated to act on any such instructions al such time as your Bank
reprosentalive has confirmed that the Bank has received your request via telephonic communication.
Please note, automated electronic responses such as 'read receive or fax confirmations do not
constitute confirmation by the Bank that your instructions have been received. If you submit trade
instructions and do not receive a timely confirmation that the Bank has received such instructions.
please contact your Bank representative immediately.
This communication may contain confidential andror privileged information. If you are non the intended
recipient (or have received this communication in error), please notify the sender in
and delete
the communication from your computer. Any unauthorized copying. disctosure or distribution of the
material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and
information contained in this communication should not be regarded as such.
If you reside in. or have business In Canada and rash to unsubscnbe from receiving ernad
communication, please reply to casl.unsubeer Slifka db oxn and type "unsubsciibie in the subject line.
<image002.gif>
From: Richard Kahn
Sent: Tuesday, December 27, 2016 11:02 AM
To: Marjorie Flash
Cc: Stewart Oldfield
Bella Klein
Subject: Fwd: JEE WT
Darren Indyke
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0087218
CONFIDENTIAL
SDNY GM_00233402
EFTA01385839
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