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efta-efta01386325DOJ Data Set 10CorrespondenceEFTA Document EFTA01386325
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
GM was able to identify some names of clients that are currently on their portal, and they came back with this list for
your clients. This list may not be complete. However, would you please confirm whether or not these individuals should
be given access to the new research portal? Please let me know. Thank you.
Contact First
Name
Last Name
Email
Coverage Employee
Client Name
Nikhil
Patel
Deutsche Bank
Securities INC,XX
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Fax +1(646)690,1193
Email
Securities offered through Deutsche Bank Securities Inc.
From: Anna-Sofiya Lupolover
Sent: Thursday, November 02, 2017 10:20 AM
To:
Cc: Armen Brash
Nicholas Allen <
Subject: RE: MIFID II & research - access to portal for clients III
Classification: For Infernal use only
Hello,
; Sheffali Welch
If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so
by the end of the day. As a reminder, we will need the client's name and email address. Thank you.
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0087972
CONFIDENTIAL
SDNY_GM_00234156
EFTA01386325
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