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efta-efta01386325DOJ Data Set 10Correspondence

EFTA Document EFTA01386325

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DOJ Data Set 10
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efta-efta01386325
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GM was able to identify some names of clients that are currently on their portal, and they came back with this list for your clients. This list may not be complete. However, would you please confirm whether or not these individuals should be given access to the new research portal? Please let me know. Thank you. Contact First Name Last Name Email Coverage Employee Client Name Nikhil Patel Deutsche Bank Securities INC,XX Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax +1(646)690,1193 Email Securities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Infernal use only Hello, ; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a reminder, we will need the client's name and email address. Thank you. Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087972 CONFIDENTIAL SDNY_GM_00234156 EFTA01386325

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