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efta-efta01386335DOJ Data Set 10Correspondence

EFTA Document EFTA01386335

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DOJ Data Set 10
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efta-efta01386335
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EFTA Disclosure
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From: Stewart Oldfield Sent: 10/23/2017 3:44:43 PM To: Andrew King Subject: RE: research distribution Let's definitely go through all of this. And more. I sent an invite for tmw From: Andrew King Sent: Monday, October 23, 2017 1:34 PM To: Stewart Oldfield Subject: RE: research distribution Stew, let me know when works best to catch up on the distribution list and other recent client engagement (listed below): Harvest conversations Paul Barrett — sent — have engaged with him in follow-up convesation Third Lake - sent Tisch - sent John Service Hedge fund platform list — has entity been established? Ali Rashid Would like to talk to him about his options on structured notes — if he wants custom terms, we could attempt to build a book with other clients around a $250-S00K investment. Paul Barrett Waiting for KCP to set up the account for structured notes — I assume they'd like to lead that conversation? From: Stewart Oldfield Sent: Monday, October 02, 2017 12:38 PM To: Andrew King Subject: research distribution Let's discuss this list when I'm back. Can probably edit a bit and perhaps categorize by materials to send. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087988 CONFIDENTIAL SDNY_GM_00234172 EFTA01386335

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