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efta-efta01386945DOJ Data Set 10CorrespondenceEFTA Document EFTA01386945
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Liam Osullivan
Sent:
12/4/2017 3:17:13 PM
To:
Stewart Oldfield
CC:
Joshua Shoshan
Davide-A Sferrazza
Vahe Stepanian
Martin Zeman
Subject:
Paul Barrett Epstein wee of 11/27 (CI
Attachments: Account Activity 11-27 12-01.xlsx
Classification: Confidential
In addition to the commissions and sales credits on the attached report Southern also executed 2 FX trades that
generated $6,000 in revenue.
Thanks
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0O04 New York. NY, USA
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in
evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBSI or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DEIS1 or any
of ifs affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0088896
CONFIDENTIAL
SDNY_GM_00235080
EFTA01386945
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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