EFTA Document EFTA01386947

Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management Si, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway 400063, India From: Stewart Oldfield Sent: Wednesday, September 05, 2018 6:45 PM To: Vijay-A Sawant Cc: Richard larossi >; Mayur Rathod Bradley Gillin • • 18 Periodic Review of High Risked Account Butterfly Trust and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [I] Thanks. Will submit this afternoon. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 154 Securities offered through Deutsche Bank Securities Inc. On Sep 5, 2018, at 9:05 AM, Vijay-A Sawa rote: Good Morning Stewart, We have completed KYC Casei for the above high risked accounts and re-assigning this case to you for your approval. Request you to kindly advise if any discrepancies, or else forward to the AML team for final approval, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088899 CONFIDENTIAL SDNY_GM_00235083 EFTA01386947