EFTA Document EFTA01387032

From: Vijay-A Sawant Sent: 6/4/2018 5:42:08 AM To: Stewart Oldfield I CC: Bradley Gillin ; Hildegarde Berrios I I; Daphne Cales Subject: RE: 2018 Periodic Review of acct Prytanee, LLC (GCISN5S0868) under SOUTHERN FINANCIAL RELATIONSHIP Attachments: Fincen CDD Form_Certification_Regarding_Beneficial_Owners_of_Legal_Entity_Customers_FINAL.pdf Hi Stewart, Thank you for the below confirmation. I have now received updated AML approvals for RDC/Fircosoft alerts which are attached to this case (#01946825) along with the historical clearances. However clearance for Fircosoft alert on Caroline Lang is still pending at this stage from the AML team. I will advise when received. Regarding Etienne Binant, the Panama hit screenshot is attached to this case and section Don negative media updated accordingly. So nothing further required here. Finally please note we require Fincen CDD form to be filled for this account, attached blank form for your convenience. Kindly forward signed copy of this form, when available, so we have everything we need for this account, thanks. Kind Regards, hi Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management 51, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East. Mumbai - 400063 , India Tel. Mobi From: Stewart Oldfield Sent: Friday, June 01, 2018 7:08 PM To: Vijay-A Sawant < Cc: Bradley Gillin < >; Hildegarde Berrios < >; Daphne Cales Subject: Re: 2018 Periodic Review of acct Prytanee, LLC (GCIS#550868) under SOUTHERN FINANCIAL RELATIONSHIP Thanks. We've taken Epstein through high risk review on a regular basis, so there shouldn't be new news there. Will review the other one Monday when I'm back unless we have a simpler way to clear it. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089062 CONFIDENTIAL SDNY_GM_00235246 EFTA01387032