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efta-efta01387758DOJ Data Set 10CorrespondenceEFTA Document EFTA01387758
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Stewart Oldfield
Sent:
1/24/2018 3:52:33 PM
To:
Vahe Stepanian
CC:
Martin Zeman (
Subject:
Re: Have you spoken to Paul Barrett about Harvest? DI
Yes. Need to follow up on it.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
On Jan 24, 2018, at 3:49 PM, Vahe Stepanian
wrote:
Classification: For internal use only
Thank you,
Vahe
Vahe Stepanian
Key Client Partners
Deutsche Bank Securities Inc.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the
meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of,
and exercising independent judgment in evakating, the ideas and products discussed herein. Trades and transactions are subject
to relevant internal approvals of DBSI or its affdiates prior to execution. and the execution of any transaction or idea discussed
herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for
discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion
purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without ow written
consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its
affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0090891
CONFIDENTIAL
SDNY_GM_00237075
EFTA01387758
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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