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efta-efta01387893DOJ Data Set 10CorrespondenceEFTA Document EFTA01387893
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Stewart Oldfield
Sent:
10/23/2017 3:39:48 PM
To:
Andrew King
Subject:
FW: Structured Products Agreement [CI
Attachments: Electronic_delivery_consent.pdf; Structured Products Agreement and Approval Form.pdf; Email Waiver Form.pdf
This was the last I saw on this.
From: Liam Osullivan
Sent: Friday, October 13, 2017 5:24 PM
To: 'Paul Barrett' <II
); 'Richard Kahn' <
Cc: Martin Zeman
Vahe Ste anian <
Stewart Oldfield
Subject: Structured Products Agreement [C)
Classification: Confidential
Richard and Paul,
Davide-A Sferrazza
;Joshua Shushan
Martin requested that we send you the attached Structured Products Agreement and e•delivery forms to approve
relevant account(s) to purchase Structured Notes. We will need the forms completed for each account in which you
would like to trade structured notes. Given most of the trading activity is concentrated in the SFLLC acct ending x804 —
feel free to only complete for that account. These forms need to be refreshed as the previous forms on file have expired.
Separately — I've also included our Email Waiver form, which will allow Paul to send us orders via email and
Bloomberg. The form should be signed by both Mr. Epstein and Paul.
Please contact us with any questions.
Kind regards,
Liam O'Sullivan
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154.0004 New York, NY, USA
Tel. «1 212 454-0453
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0091105
CONFIDENTIAL
SDNY_GM_00237289
EFTA01387893
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