Case File
efta-efta01387980DOJ Data Set 10CorrespondenceEFTA Document EFTA01387980
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DOJ Data Set 10
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efta-efta01387980
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
30. Individual Details (for all parties)
Individual's Name:
Date of Birth.
Country of Residence'
Country of Citizenship
Has client resided outsice
of ha/her country of
Address of primary
nationality for 5 years or
residence-
more?
0 yes .i. No
Profession, Occupation:
Tax ;D
SSN
Current Employer:
N/A
Position/Title/Rank:
N A
Address of employer:
N/A
Does the person work as senior executive of a DB-recognized regulated entity in
he financial Industry? or an entity bated on a 0B-recognised exchange? (Not
pplicable for operating entities
ales kw/. No
Is the individual a Politically Exposed Person (F£P)?(11 Yes, desaibe) N/A
0 Yes
...4
r
No
To the best of your knowledge, is the individual related to an employee of the DB
groupyd Family or Friendship, dewily) NIA
0 Family
0 Friendship
Vi None
To the best of your knowledge, is the Individual party to a non-banking
relationship with Deutsche Bank (e.g., external legal counsel, client referral
source, supplier of goods or services)7(d Yes,deseribe ) N/A
0 Yes
10 No
If applicable. indicate which bank officers have met
the person'
Indicate where and when the client meeting(s) took place
Bank Officer Name(s)
Bank Office
Client
Private
Domicile
Client Place
of Business
Other Location (soecify!
Dare
0
•
0
•
0
0
D
0
El
L....iWealth Details for this individual are not filled xi because they are the same as for the following person.
3S. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Homemaker Solely relies on income from her wife who is a Interior Designe,
Primary Country of source of wealth/source of Funds? united Sates
Primary industry of source of Wealth/Source of
Funds?
Other
Summarize Source of Wealth:
D Bulimia Owner ga Salary/Earnings • Investment 0 Inhentance/Gifts
Other:
Further Desaibe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate
wealth? For inheritance. how did family accumulate wealth?For business owners, how long in business, how many employees. level of
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0091278
SONY GM_00237482
EFTA01387980
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