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efta-efta01387982DOJ Data Set 10CorrespondenceEFTA Document EFTA01387982
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DOJ Data Set 10
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efta-efta01387982
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
3A. Individual Details (for all parties)
Individual's Name:
Date of Birth
Country of Residence
United States
Country of afar sh o
Address of primar y
residence-
301 E 86th St. Apt 8H New York NY 10085 United
States
Has client resdeo out sloe
of hig/her country of
nationality for 5 years or
more?
0 Yes lg. No
Professor : Occupat ion.
Interior Decorator
Tax ID: SSN
105-98-1619
Current Employer:
JSC Interiors LLC
Position/TitlerRank.
I nte• or Decorator
Address of employer:
575 Lexington Ave 14th Floor New York NY United Sta es 10022
Does the person work as senior executive of a DB-recognized regulated entity in
he financial Industry? or a entity listed on a DB-recognised exchange? (Not
pplicable for operating entities
0Yes tri No
Is the individual a Politically Exposed Person (F£P)?(11 Yes, desaibe) N/A
0 Yes
sr
..41 No
To the best of your knowledge, lathe individual related to an employee of the DB
groupyd Family or Friendship, dewily) NIA
D Family
0 Friendship
P3 None
To the best of your knowledge, Is the Individual party to a non-banking
relationship with Deutsche Bank (e.g., external legal counsel, client referral
source, supplier of goods or eervices)7(d Yes,deseribe ) N/A
❑0 Yes
10 No
If applicable, indicate which bank officers have met
the person:
Indicate where and when the client meetings) took place
Bank Officer Name(s)
Bank Office
Client
Private
Domicile
Client Place
of Business
Other Location (soeciryi
Dare
Stewart Oldfield
0
W
6 23 2017
•
0
0
•
El
-
0
0
LiWealtr Details for this individual are rot filled in because they are the same as for the following person.
3B. Wealth Details (Only for parties requiring source of wea th oescriptior as indicated in Section 2)
Nature of the Individual's Business:
Interior Design
Primary Country of source of wealth/source of Funds? United Rates
Primary industry of source of Wealth/Source of
Funds?
Cther
Summarize Source of Wealth:
D Bulimia Owner ga Salary/Earnings • Investment 0 Inheritance/Gifts
D Other:
Further Desaibe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate
wealth? For inheritance. how did family accumulate wealth?For business owners, how long in business. how many employees. level of
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0091280
SONY GM_00237464
EFTA01387982
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
1p
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