EFTA Document EFTA01388541

From: Bradley Sent: 8/1/2018 9:45:29 AM To: Vijay-A Sawant I CC: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 III Attachments: JULY STMT.pdf Classification: For Internal use only Hi Vijay. See responses in blue below: Reason for Rejection:7/31 A — Please provide a recent document that will serve as address proof. The IRS document is from September, 2016. — Could you provide latest (July 18) bank statement for this entity? This should resolve this request. • Attached B — Nature of Business: Whit do they do with the artwork? Do they purchase it and re-sell it? Does the trust only hold artwork as assets? - As per constitutional does, the purpose of Prylanee LLC is for engaging in the acquisition. ownership & management of artwork for investment purposes. I had already updated this but it seems they want more info on re-selling part. Could you advise on this please? • This is hysterical. Private Art collectors arc constantly buying and selling art work. They do whatever they please with it...put it on the wall. loan it to museums. keep it in the shipping box it came in. Artwork and cash to purchase the artwork are the only assets. • Please tell them to call me if they reject this... • Still laughing C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. — Kindly provide this please. • Recent ExCo approval was obtained and attached. All alerts have been cleared. What do they need here - an updated ExCo approval? D — The address of employer for Caroline is missing. In addition. please include how long she has been with that company etc. - For Caroline, I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? • Thank you. No. E — The "How Was the Client(s) Introduced? How long has the RM personally known the client?" field talks about Zorro Management Please amend. — Updated as appropriate. • Jeffrey Epstein met with Stew Oldfield on 317/17 to open new acct for other entity. This is in the introduction field. RN! Ins known the client for 4 years F - New fields were added as part of Dbforcc change last weekend. Please ensure those fields am filled out. - Please advise on the following additional points for this case, as appropriate: Spootil Risk lateen Cm. “C'sk(0.411itte litirete.lti) 110 reakCay.Va : Inhre 1R< It, .< fill LIPe rr, amen Unpinx atees* ks the shirrs e: t of pa I gni tae tht biec. Etat, Pit Mid v4.<1 •EXII1k4 tocatai? I High Risk Countries - NO Shares to parties - NO Bearer shares, controls - NO Structure complex - NO Prohibited - NO Regards. Brad If BC 0C:VallIkAtatledaiV Writ? Is Nato: trIn<cail tc e VN•Cektl ti..y...anlS7O119.7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092149 CONFIDENTIAL SDNY GM_00238333 EFTA01388541