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efta-efta01392837DOJ Data Set 10Correspondence

EFTA Document EFTA01392837

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DOJ Data Set 10
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efta-efta01392837
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
VIII. IDENTIFIED ADVISOR For purposes of this agreement the term "Advisee shall be defined as any agent or intermediary identified by you below. Please Name Advisor: Address of Advisor: Telephone Number of Advisor: FAX Number: E-mail Address: Choose one: You direct the Bank to act on instructions of such Advisor to ONLY Please check all that apply: 1. purchase or sell Property as defined in the "Our Services" section for your account(s) and/or 2. move money between account(s) within DBTCA. including deposit accounts. held in your name and with the same tax ID; 3. follow Instructions on Schedule A to Worldwide Custody Account Agreement OR By eheckfniLlifbleigning next to the box below you grant FULL AUTHORITY to the Advisor named above. The Bank follow ALL instructions regarding your Custody Account(s) and the Property and assets in the Custody Account(s) submitted by your Advisor without limitations. Signature. Note: The Bank will not accept more than one Advisor per Custody Account. In the event that you have multiple Advisors then a separate Custody Account must be opened for each Advisor. This Custody Agreement will apply to each Custody Account. Fur relationships with multiple Advisors, please list the Advisor and any Imitations of their authority in the form of an attachment to this Agreement. You hove appointed your Advisor with power and authority to take actions or to give instructions to the Bank on your behalf as indicated above. You agree that the Bank wilt be fully protected whop the Bank to:lows instructions from your Advisor and/or designated representatives under their employ (complete Annex A or your Advisor should provide a signatory list on the Advisor's letterhead if opplicablel and you do not expect the Bank to question them. You authorize the Bank to enter into arrangements to allow your Advisor to send the Bank instructions electronically, including through an "institutional delivery system." You authorise the Bank to act on such instructions and agree to hold the Bank harmless for any action the Bank takes or omits in reliance on them, even if the instructions are erroneous or unauthorized You have sole responsibility for your arrangement with your Advisor. You will notify the Bank promptty. in writing, if you end your arrangement with your Advisor or appoint a new Advisor. The Bank shall be afforded a reasonable opportunity to act on any updates to the Advisor IX. YOUR ADVISOR'S FEES: (choose one) You authorize us to pay the invoices submitted to the Bank by your Advisor for as services out of the Property. You will review these charges for accuracy and raise any questions you have about the tees with your Advisor The Bank will continue to pay your Advisor's fees until you give the Bank written notice to stop. OR You do not authorize the Bank to charge your Account) for your Advisor's lees. 4 WM134649 015629 1/2413 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098106 CONFIDENTIAL SDNY_GM_00244290 EFTA01392837

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