EFTA Document EFTA01393065

From: Liam Osullivan Sent: 9/25/2018 12:34:48 PM To: Stewart Oldfield I I; Davide-A Sferrazza I I; Martin Zeman CC: Bradley Gillin I I; Richard larossi Subject: RE: Butterfly Trust - new brokerage account needed III IC) Attachments: W-9_form.pdf; Account_Agreement.pdf; options_agreement.pdf; Uncovered_call_writers_JE.pdf; options_agreement_JE.pdf; Client_Authorization_for_use_of_Free_Credit_Balances.pdf; limited_Trading_Authorization_Form.pdf; Trust Auth DBSI (002).pdf; Electronic_Delivery_of_Materials_Communications_Consent.pdf; WM189470_MRG006431_CIP_Notice_FINAL.PDF; 2012_Nov_ODD_supplement.pdf; Options_Disclosure_Document_-_OCC_Options_Clearing_Corporation.pdf; Uncovered_cal l_writers. pdf classification: confidential Stewart, I have attached the following documents: -Account Agreement • 9th Page - Sign and Date • 16th Page - This page only needs to be completed if the account will have margin. we will need the original account agreement for margin. -Trust Authorization - Sign, date -Electronic Delivery Consent - Enter email address, sign, date and print name & title -Free Credit Balances - Money Market Sweep - Check one of the boxes, sign, date and print name -w-9 - sign and date -Limited Trading Authorization - This will need to be completed by both the agent and the Trustee. The legal address of the agent must be listed in the form. -Options Agreement - we will need the original form. o Each section must be completed (Client's Financial Information, Investment Experience, Option Objectives, Strategy Requests) • 2nd Page - sign, date and print name o 4th Page - Initial Uncovered Call writers - Sign and date - we will need the original form as well as margin (see Account Agreement) For informational purposes: CIP Notice Options Disclosure Document (ODD) 2012 Nov ODD supplement JEFFREY EPSTEIN - INDIVIDAUL ACCOUNT -Options Agreements Expire 10/31/2018. -options Agreement - we will need the original form. o Each section must be reviewed / corrected (client's Financial Information, Investment Experience, option objectives, strategy Requests) o 2nd Page - sign, date and print name • 4th Page - Initial Uncovered Call writers - Sign and date - we will need the original form as well as margin Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098437 CONFIDENTIAL SDNY_GM_00244621 EFTA01393065