EFTA Document EFTA01394858

KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 02019466 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: BELMONT, F RELATIONSHIP:00000290654 Booking Center: New York Relationship Manager: Ralf Fischer 0 New PWM Relationship 0 Existing PWM Relationship Relationship to PWM: If existing. please indicate since when the relationship exists, provide reason for new profile and attach old profile: EDR • KYC Update to reflect the Beneficial Owners: Juan Fernando Belmont Anderson Janine Belmont Dauelsberg Marion Dauelsberg de Belmont Fernando Federico Belmont Dauelsberg Previous KYC 401861240. Please refer to other previously approved KYCs for this relationship: 01837751. 1461855, 1347325, 1272743,1162451, 384817. K Client Referral 0 FDA Prospect K Intermediary/FIM 0 Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally known the dient? Please provide details (e.g. name of referral puree. how many years RM personally has known client. etc.): Mr. Juan Fernando Belmont is an existing client of DB since 2003. He was introduced to the bank by the former RM Maria Zita La Rosa. Does Deutsche Bank pay a retrocession or similar K Yes I 2 No compensation to a third party for the introduction of this relationship? (If yes, describe): List al existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) I 2 4/27/2018 2 2 5/9/2018 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Astrid Pelaez Sanchez Preferred method of contact(indicate phone no., fax no., email address, etc.): 3125169218 Status 6. Approved https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394858 KYC Print Page 2 of 35 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Aromatiss S.A.S - DDA Acct. Number (if available): Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services. long-term investment. payment/expense account)? The purpose of the checking account is to pay the interest payments of the loan. To receive loan disbursements and to process wire transfers to Aromatiss S.A.S. The loan will be issued in favour of Aromatiss SAS in an amount of USD 2M-5M using as collateral the assets in the account of Ferbel Group of Companies. S.L.U. Indicate from where the assets are expected to arrive? 121 DB Group: Same Booking Center (indicate account number): 18312053 - FERBEL GROUP OF COMPANIES, S.L.0 0 DB Group: Other Booking Center (Indicate DB location and account details): 0 Other Institution - (Indicate name 8 location): K Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: The inflows an outflows range from 0 to 8 transactions per month and the amount will be ranging from $0.00 to $400,000.00. What is the expected volume of assets and currency for the account approx. 90 days after opening? I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 227008.59 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? 0 yes 71 No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the las column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _egal Entityof Description Source of Wealth required Parties related to this account Account Holder PlC Owner Settlor of Trust / Founder of Foundation Jltimate 3eneficial Owner Signatory or Full POA Limited POA Financial Intermediary (FIM) Significant Shareholder (>=25%) Non-PIC entity (Indicate ownership %) Other (please describe other roles and/or ndicate relationship between parties) 1 2 71 Aromatiss S.A.S 0 • • K • K 0 2 • K Veronica Maria Silva Luna 0 • • K n K 0 3 0❑ Lama Jesus Hanke Armando i: 0 0 0 n K 0 4 K J Juan Fernando Belmont Anderson n I—I K 0 5 Primary dects:on maker: 5 p J Ferbel Group of Companies, S.L.U. n I—J 0 0 • • ❑0 100 6 n❑ Jafer Enterprises R&D SLU ci K 0 • K • K 0 100 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394859 KYC Print Page 3 of 35 7 E K smo Icntoernational Fragrances. S.L.U. N N N K K K K 100 8 2 2 Opus Futurus Foundation K K D 100 The Opus Futurus Foundation ooms Feite' Group of Companies SLU. and Mr. Juan Fernando Belmont Anderson established the foundation.:: 9 0 0 Astrid Sanchez Pelaez 3 3 K D D • 5 10 Marc Gerard Maison 3 E K K D N n 11 p E Norval Associated S.A. E E E 0 Failleer of Opus toundat ion 12 K FERNANDO FEDERICO BELMONT DAUELSI3ERG D D n • 72 13 E JANINE MARION BELMONT DAUELS8ERG E D E bri 0 .., 14 K MARION DAUELS8ERG EHLERS DE BELMONT D 2 D K D ri 15 E El Juan Pablo oy Fajardo D K 0 K D https://dbforcepb.my.salesforee.com/servleUservlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394860 KYC Print Page 4 of 35 2. Account Ownership Summary Account Name: Aromatiss S.A.S. - Loan Acct. Number (if available): +1DIRBR4 Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment. payment/expense account)? The purpose of the loan is to support the investment of Aromatiss S.A.S. in land and infrastructure in Colombia and set up the factory that will develop natural cosmetic ingredients and essential oils, to be used in the production of their fragrances and perfumes. Indicate 2 0 • 0 from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): DB Lending DB Group: Other Booking Center (indicate DB location and account details): Other Institution — (Indicate name & location): Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: The loan facility is for USD2,000,000.00 using as collateral the assets in the account of Ferbel Group of Companies. S.L.U. Current outstanding principal is $600,000.00 and a Notice of Borrowing request for $340,000.00 value date 11.30.2018. What is the expected volume of assets and currency for the account approx. 90 days after opening? I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 2000000 I Currency I USD Does/will the dient have Assets Under Management (AuM) within DB under Eur. 3M? K Yes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party • Check the appropriate box to describe the relationship of the party • If none of the check boxes apply, describe the party's relation to • Always describe the relationship between the parties in the last • Please drill down to the ultimate/underlying Beneficial Owner(s to this account (> 1 can be selected). the account in the "Other" column. column. . _egal Entityof Description Source of Wealth required Parties related to this account Account Holder NC Owner Settlor of Trust / Founder of Foundation Jltimate 3eneficial Owner SignatoryLimitedFinancial or Full POA POA Intermediary (FIM) Significant Shareholder (>=25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or ndicate relationship between parties) 1 iZ M Aromatiss S.A.S 2 2 2 0 Cosmo International Fragrances. S.L.U. 0 0 0 0 100 3 2 K Jafer R&D SLU Enterprises 0 0 0 K • K 0 100 4 2 5 Farb& Group of Companies, S.L.U. n " K 0 K • K 0 100 5 2 n Opus Futurus Foundation • 0 0 El 71 K 0 100 The Opus cuturus Foundation owns lethal Group of Companies SLLI. and Mr. Juan Fernando https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394861 KYC Print Page 5 of 35 Belmont Anderson established Me foundation • • 6 K 2 Juan Fernando Belmont Anderson . . D s K ❑D Primary decision maker: 7 D K Veronica Maria Silva Luna E 0 0 D D 5 K 8 K K Jesus Armande Lama Hanke 3 K D K K D n 9 El K Namat Assoclated S.A. 3 3 3 K • D D Founder ot Opus Foundation: 10 K FERNANDO FEDERICO BELMONT DAUELSBERG D 2 ../ 11 D JANINE MARION BELMONT DAUELSBERG D D 2 D K D n • 12 K MARION DAUELSBERG EHLERS DE BELMONT D 0 n 13 K Juan Pablo Fajardo D D D K D • ou a https://dbforcepb.my.salesforee.com/servleUservlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394862 KYC Print Page 6 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Juan Fernando Belmont Anderson Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: Founder 8 Owner Tax ID / SSN: Current Employer: Corporaclon Yanbal International PositiorVlitle/Rank: Chairman Address of employer: Cane Los Sauces 374, Torre Rola, Piso 11, San Isidro 27 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes IR] No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Father of Janine Belmont and therefore father in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadora Nacional de Independientes, a political party established In Pew. It changed name to Todos por el Peru. gi Yes 0 No To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe ) K Family 0 Friendship W None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g.. external legal counsel, client referral source, supplier of goods or services)flif Yes.descnbe ) K Yes T No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 0 0 0 0 • • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Cosmetics company in Latin America. which follows the Avon business model. Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Funds? Goods Summarize Source of Wealth: 2 Business Owner 2 Salary/Earnings K Investment K Inheritance/Gilts • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394863 KYC Print Page 7 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Mr. Belmont created Corporacion Yanbal International, a cosmetics company in Lath America that follows Avon business model in 1967. Mr. Belmont created a fortune through the company's success in the region. Mr. Fernando Belmont earned a Bachelor's of Arts degree at the University of North Carolina in Chapel Hill. After graduating, his father. who owned a different cosmetics company in Peru, helped him found Yanbal by providing the initial capital necessary when the company was created over 30 years ago in Peru. The company% website is: www.yanbal.com. Since then, the company has grown tremendously holding the second position of market share in this sector after Ebel Limited, which is owned by his brother Eduardo Belmont (also a client of the bank). Unfortunately, due to the competition between their companies. the relationship between the two brothers has suffered and today is not a good one. Yanbal uses a very grassroots approach to grow its business. Individuals can become sales persons of Yanbal by simply ordering their cosmetics and then selling them in their neighborhoods. Individuals can grow in the company by adding other people to their -team." thus receiving commission on their sales as well as those of the team they manage. This approach has allowed the company to grow into a common household name in Latin America rke other well-known as brands such as L'Oreal, Avon and Revlon. Today the company remains privately owned. Mr. Belmont is married to Marion Dauelsberg de Belmont. originally from Germany but has lived in Peru for many years. They have two children, Janine and Fernando. Janine earned a Bachelor of Arts (Political Science) from Georgetown University: she is married to Gonzalo Aguirre. resides in and has two girls and one boy. She started working with Yanbal, Mexico over 19 years ago and then moved to Peru to continue learning about the different areas of the company. About 11 years ago she became the general manager of Yanbal. Peru. Currently she is the acting CEO and her father is the Chairman. His son. Fernando. is married to Andrea Merelo. They live in Peru, most of the time in a province called Piura (north of Lima). Fernando does not have a University degree and doesn't partidpate in the family business. He is dedicated to surfing. Estimated Annual Income (5): 10,000,000.00 Estimated amount of investable assets($): $100 MM • 500 MM Estimated Nat Worth($): $500 MM + Amount of assets planned to invest with PWM($): 150,000,000.00 Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: 100.000.000.00 I Institution: Citibank Country: USA Est. Assets Under Mgt: 15,000.000.00 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus. other family members, etc.): Married with 2 children. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394864 KYC Print Page 8 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Veronica Maria Silva Luna • Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: Director Tax ID / SSN: Current Employer: Corporacion Yanbal International Position/Title/Rank: Director Address of employer: Calle Los Sauces 374, one Roja, Piso 11, San Isidro Peru Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes WI No Is the individual a Politically Exposed Person (PEP)?(1/ Yes, describe) K Yes ! No To the best of your knowledge, is the individual related to an employee of the D8 group?(// Family or Friendship, describe ) 0 Family 0 Friendship 41 None To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(// Yes,descnbe ) 0 Yes 2No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: Nicolas Rustle 0 0 2 4/18/2014 0 K 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gifts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394865 KYC Print Page 9 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income ($): Estimated amount of investable assets($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394866 KYC Print Page 10 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Jesus Armando Lema Henke - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: Lawyer Tax ID / SSN: Current Employer: Corporation Yanbal. Lama Abogados Position/Title/Rank: Director, Partner Address of employer: Ave. Vasco Nunez de Balboa #659, Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes WI No Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) K Yes ! No To the best of your knowledge, is the individual related to an employee of the DO group?(// Family or Friendship, describe ) 0 Family 0 Friendship 41 None To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(// Yes,clescribe ) 0 Yes 2 No If applicable, indicate which bait officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 0 0 K 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gifts III Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394867 KYC Print Page 11 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income ($): Estimated amount of investable assets($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394868 KYC Print Page 12 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: Astrid Pelaez Sanchez - Date of Birth: Country of Residence: Colombia Country of Citizenship: Colombia Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes RI No Profession/Occupation: General Manager Tax ID / SSN: Current Employer: Aromatiss S.A. Positiort/Title/Rank: General Manager Address of employer: Autopista Medellin km 9.5 Piso 39. Planta Keops Ter* , Cundinamarca Colombia Does the person work as senior executive of a DB•recognized regulated entity in the financial industry? or an entity listed on a DB•recognised exchange? (Not applicable for operating entities 0 Yes WI No Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) K Yes ! No To the best of your knowledge, is the individual related to an employee of the DO groupt(if Family or Friendship, describe ) 0 Family 0 Friendship WNone To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(// Yos,clescribe ) 0 Yes 2 No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 0 0 K 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/Eamings 0 Investment 0 Inheritance/Gilts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394869 KYC Print Page 13 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income ($): Estimated amount of investable assets($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394870 KYC Print Page 14 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Individual's Name: Marc Gerard Blaison - Date of Birth: Country of Residence: United Slates Country of Citizenship: France Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: VP Tax ID / SSN: Current Employer: Cosmo Fragances PositiorVlitle/Rank: VP Address of employer: 2455 Sunrise Blvd Fort Lauderdale FL United States 33304 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB•recognised exchange? (Not icable for o eratin entities 0 Yes WI No Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) K Yes ! No To the best of your knowledge, is the individual related to an employee of the DO group?(!/ Family or Friendship, describe ) 0 Family 0 Friendship kti None To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(// Yes,clescribe ) 0 Yes 2No If applicable, indicate which bait officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place e Business: Other Location (specify): Date: 0 0 0 0 K 0 • 0 0 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gilts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394871 KYC Print Page 15 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income ($): Estimated amount of investable assets($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394872 KYC Print Page 16 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: JANINE MARION BELMONT DAUELSBERG - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: Director Tax ID / SSN: Current Employer: Corporacion Yanbal International PositiorVlitle/Rank: CEO Address of employer: Cane Los Sauces 374, Torre Roia, Piso 11, San Isidro 27 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes IRI No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Janine Belmont Dauelsberg's husband, Gonzalo German Aguirre Arriz, was one of the founders of Coordinadora Nacional de Independientes, a political party established in Peru on February 23. 2002. It changed name to Todos por el Peru. 0 yes 0 No To the best of your knowledge, is the individual related to an employee of the D8 group?(if Family or Friendship, describe ) K Family 0 Friendship W None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g.. external legal counsel, client referral source, supplier of goods or services)flif Yes.descnbe ) K Yes T No If applicable. indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 0 0 0 0 • • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Cosmetics company Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Funds? Goods Summarize Source of Wealth: 0 Business Owner 2 Salary/Eamings 0 Investment 5 Inheritance/Gilts • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394873 KYC Print Page 17 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Janine Belmont Dauelsberg is not a contributor of wealth. She's simply a beneficiary of the Opus Futurus Foundation. All assets have been derived from the wealth of her father, Juan Fernando Belmont Anderson. Please refer to his profile for additional source of wealth information. Estimated Annual Income ($): 1,000,000.00 Estimated amount of investable assets($): $20 MM • 50 MM Estimated Net Worth($): $20 MM - 50 MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: 5,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus. other family members, etc.): Married with 3 children; daughter of Juan Fernando Belmont Anderson. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394874 KYC Print Page 18 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: FERNANDO FEDERICO BELMONT DAUELSBERG - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: Unemployed Tax ID / SSN: Current Employer: Unemployed Position/Title/Rank: Unemployed Address of employer: WA Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes IRI No is the individual a Politically Exposed Person (PEP)?(// Yes, describe) Brother in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadota Nacional de Independientes. a political party established in Peru. It changed name to Todos por el Peru. El Yes 0 No To the best of your knowledge. is the individual related to an employee of the DB group?(// Family or Friendship, describe ) K Family 0 Friendship W None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g.. external legal counsel, client referral source, supplier of goods or services)flif Yes.descnbe ) K Yes T No If applicable. Indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Dale: 0 0 0 0 0 0 • • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Beneficiary of his father's wealth, derived from the cosmetics industry Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Funds? Goods Summarize Source of Wealth: 0 Business Owner 0 Salary/Eamings 0 Investment 'TA Inheritance/Gilts • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394875 KYC Print Page 19 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Fernando Federico Belmont Dauelsberg is not a contributor of wealth. He is simply a beneficiary of the Opus Futurus Foundation. All assets have been derived from the wealth of his father, Juan Fernando Belmont Anderson. Please refer to his profile for additional source of wealth information. Estimated Annual Income ($): 25.000.00 Estimated amount of investable assets($): $1 MM • 2 MM Estimated Net Wor111($): $1 MM • 2 MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital talus, other family members, etc.): Son of Juan Fernando Belmont Anderson and Marion Dauelsberg Ehlers De Belmont. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394876 KYC Print Page 20 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: MARION DAUELSBERG EHLERS DE BELMONT - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? El Yes No Profession/Occupation: Housewife Tax ID / SSN: Current Employer: Housewife Position/Title/Rank: Housewife Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes IRI No is the individual a Politically Exposed Person (PEP)?(// Yes, describe) Mother in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadom Nacional de Independientes. a political party established in Peru. It changed name to Todos por el Peru. El Yes 0 No To the best of your knowledge, is the individual related to an employee of the DB group?(// Family or Friendship, describe ) K Family 0 Friendship W None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g.. external legal counsel, client referral source, supplier of goods or services)flif Yes.descnbe ) K Yes T No If applicable. indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Dale: 0 0 0 0 0 0 • • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Beneficiary of Juan Fernando Belmont's wealth which es derived from the cosmetics industry Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Funds? Goods Summarize Source of Wealth: 0 Business Owner 0 Salary/Earnings K Investment K Inheritance/Gilts n Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394877 KYC Print Page 21 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Mrs. Marion Dauelsberg Ehlers De Belmont is a housewife and her husband Juan Fernando Belmont Anderson, is her main source of wealth. Please refer to his profile for additional source of wealth information. Estimated Annual Income ($): Estimated amount of investable assets($): $100 MM • 500 MM Estimated Nat Worth($): $500 MM + Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus, other family members, etc.): Married to Juan Fernando Belmont Anderson; mother of Fernando and Janine https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394878 KYC Print Page 22 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Juan Pablo Godoy Fajardo - Date of Birth: Country of Residence: Peru Country of Citizenship: Colombia Address of primary residence: Has client resided outside of his/her country of nationally for 5 years or more? 0 Yes RI No Profession/Occupation: Tax ID / SSN: Current Employer: Aromatiss S.A.S Position/Title/Rank: Legal Representative Address of employer: United States Does the person work as senior executive of a DB•recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes WI No Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) K Yes ! No To the best of your knowledge, is the individual related to an employee of the DO group?(// Family or Friendship, describe ) 0 Family 0 Friendship 41None To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(// Yes,describe ) 0 Yes 2 No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 0 0 K 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gilts III Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394879 KYC Print Page 23 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income (5): Estimated amount of investable assets(5): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s. etc.): One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Aromatiss S.A.S - 00000570587 Type of Entity: K Foundation/Association Trust ®Company 0 Estate K Partnership Purpose of Entity: in Private Investment K Philanthropic/Charitable MI Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): PIC to purchase property in Goombia Country of incorporation/registration: Colombia Date of incorporation / registration: 7/8/2011 Volcker Status: Identified in previous KYC Volcker Flag: Yes Address (city, street, post code): Vereda La Punta, Inmueble Oasis. Lote 7, 3er Paso Cundinamarca Tenjo Colombia , U.S. TIN/EIN: 02118317 Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about evocability,settlor and beneficiaries,etc.: Aromatiss S.A.S is 100% owned by Costmos Enterprises SLU that is 100% owned by later Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futures Foundation The beneficial owner of the Foundation is Mr. uan Fernando Belmont Anderson The following are Legal Representative of Aromatiss S.A.S uan Pablo Godoy Fajardo TAX ID: 000000079159787 Astrid Pelaez Sanchez Tax ID: 000000031898134 Veronica Silva Luna Tax ID: 0000000005452354 Marc Blaison Tax ID: 00000012czl 9360 Armando Lema Hanke Tax ID: 000000006061801 Please indicate how ownership of the legal entity is reflected: 0 Special attention: Bearer Shares - Indicate where shares are custodied: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394880 KYC Print Page 24 of 35 Describe the chain from the direct owner of the entity to the ultimate beneficial owner of not the same persons): Aromatiss S.A.S is 100% owned by Costmos Enterprises SLU that is 100% owned by Jafer Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source. supplier of goods or services)?: Yes 0 No 5 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private Investment Company Countries where business is transacted: Colombia Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Colombia Primary industry of source of Wealth/Source of Funds? Goods Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/habilities): Assets are currently held in the underlying entity Ferbel Group of Companies, S.L.U. acts as the holding company of the group's investments. As of 02 2015 the company holds approximately $197MM USD in net assets Estimated gross receipts p.a.($): 24,000,000.00 Estimated net profit p.a. ($): 19,000,000.00 Estimated investable assets ($): $2 MM - 5 MM Potential Amount to be invested with PWM ($): 2,000,000.00 Other Known Financial Institutions: Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 827,008.59 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Opus Futurus Foundation - 00000490287 Type of Entity: 0 Foundation/Association 0 Trust 0 Company Purpose of Entity: ©Private Investment Philanthropic/Charitable Commercial IN N K Estate El Partnership Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: Panama Date of incorporation / 11/30/2010 Volcker Status: Identified on Customer Profile Volcker Flag: No U.S. TIWEIN: 30134267 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394881 KYC Print Page 25 of 35 Address (city. street, post code): 53rd E. Street. Urbanization Marbella. MMG Tower, 16th Floor. Panama Panama Provide a description of the entity's organizational structure, its ownership structu e and its Top Management. For trusts/foundations. include information about evocability,settior and beneficiaries,etc.: The Opus Futurus Foundation is a private interest foundation established in Panama in 2010. It was formed through Deed No. 25.505 dated November 30, 2010 and registered into Panama's Public Registry on December 1. 2010. Its founder is Norval Associated S.A., a PIC set up by Mr. Juan Fernando Belmont. which is also registered in Panama. The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson. as evidenced by the attached Beneficial Owner Certification. The Foundation's Council is Cygnus Coporation. a company incorporated in Seychelles in March 2010. The Council Members are: • Juan Fernando Belmont Anderson: President • Charles Emmanuel de Bavier • Jesus Armando Lema Henke • Veronica Maria Silva Luna • Marlene Strutz Recinos • Paul Georg Peter Pagnia The Registered Agent is Morgan & Morgan. Please indicate how ownership of the legal entity Is reflected: 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): The beneficiary of roc Opus Futurus Foundation is Mr. Juan Fernando Belmont Anderson along with his wife and children, Marion Dauelsberg de Belmont. Janine Belmont Dauelsberg. and Fernando Federico Belmont Dauelsberg To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes K No LI Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private investments Countries where business is transacted: Panama Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Funds? Goods Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Assets of Opus Futurus Foundation come from Mafer International Holdings and from Ferbel Group of Companies SL These two entities derive cash from Corporacion Yanbal International's dividends. Mr. Juan Fernando Belmont Anderson is the owner and Chairman of Corporacion Yanbal International. Please refer to hisprofile for additional information. Estimated gross receipts p.a.(5): 20.000.000.00 Estimated net profit p.a. ($): 15,000,000.00 Estimated investable assets ($): $2 MM - 5 MM Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 10,000.00 Institution: Julius Bar Country: Switzerland Est. Assets Under Mgt: 5,000.000.00 Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394882 KYC Print Page 26 of 35 I I I I I One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Cosmo International Fragrances. S.L.U. • Type of Entity: ❑Trust 0 Company Purpose of Entity: ©Private Investment U 5 Foundation/Association K Estate ID Partnership Philanthropic/Charitable MI Commercial Type of Entity Other (specify): . Purpose of Entity Other (specify): Pic Invest financial Markets and Sale of purchase of securities for Country of incorporation/registration: Bermuda Date of incorporation / registration: 7/8/1994 Volcker Status: Identified in previous KYC Volcker Flag: Yes Address (city. street, post code): Av. Sant Julia 260-266 Granollers Barcelona 08403 Spain U.S. T1WEIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about evocability,settlor and beneficiaries,etc.: Cosmo International Fragrances, S.L. U. former name, Cosmos Enterprises SLU is 100% owned by Jafer Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. Please indicate how ownership of the legal entity is reflected: Cosmo International Fragrances, S.L. U. former name, Cosmos Enterprises SLU is 100% owned by Jafer Enterprises R&D SW 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Cosmo International Fragrances. S.L. U. former name, Cosmos Enterprises SLU is 100% owned by Jafer Enterprises R&D SLU that is 100% owned FERBEL GROUP OF COMPANIES SLU that is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. '" On July 26. 2018 through a General Extraordinary and Universal Board Meeting of partners of Cosmo Enterprises. S.L.U. it was approved the MERGER with Cosmo Enterprises, S.L.U. (Absorbing entity) and Cosmo Fragrances CGE. S.L.U. (entity absorbed) acquiring the first one by universal succession all the assets of the second one, that will be dissolved without liquidation. It was approved to modify the entity denomination that will be denominated "Cosmo International Fragrances, S.L.U., amplify its social object and change domicile to Granollers (Barcelona), Avenida Sant Julia. numerous 260.266, Poligono Industrial Congost. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source. supplier of goods or services)?: Yes 0 No 2 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private Investment Company Countries where business is transacted: Spain Number of employees: 0 II 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsThabilities): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394883 KYC Print Page 27 of 35 Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Jafer Enterprises R&D SLU • of Entity: K Foundation/Association 0 Trust ®Company K Estate 0 Partnership Purpose of Entity: ©Private Investment U Type Philanthropic/Charitable MI Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): PIC Research and Development of cosmetic related products Country of incorporation/registration: Spain Date of incorporation / registration: 9/17/2014 Volcker Status: Identified in previous KYC Volcker Volcker Flag: Address (city. street, post code): Av Sant Julia 260 266,pollgono.ind.congost (Granollers) Barcelona Spain U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about evocability,settlor and beneficiaries,etc.: Jafer Enterprises R&D is 100% owned by FERBEL GROUP OF COMPANIES SLU and is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. Please indicate how ownership of the legal entity is reflected: N/A K Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (If not the same persons): Jafer Enterprises R&D is 100% owned by FERBEL GROUP OF COMPANIES SLU and is 100% owned by Opus Futurus Foundation The beneficial owner of the Foundation is Mr. Juan Fernando Belmont Anderson and his family. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes 0 No 2 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Research and Development Countries where business is transacted: Spain Number of employees: 0 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394884 KYC Print Page 28 of 35 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets (5): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Ferbel Group of Companies. S.L.U. • 00000423364 Type of Entity: K Foundation/Association 0 Trust 0 Estate 0 Partnership Purpose of Entity: ©Private Investment E Philanthropic/Charitable El Commercial 2 Company Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: Spain Date of incorporation / registration: 8/29/2008 Volcker Status: Identified on Customer Profile Volcker Flag: No Address (city, street, post code): — Poligono Industrial Congost, Avenida Sant Julia, No. 260-266, Granollers, Spain U.S. TIWEIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations. include information about revocability,settlor and beneficiaries,etc.: Ferbel Group of Companie , S.L.U. was formerly known as Ferbel Group Limited and Ferbel International Limited. Ferbel International was originally incorporated on April 25. 2003 in Bermuda. The company later changed its registered address to the British Virgin Islands on January 28, 2011. On December 18, 2013 the company transferred to Spain and changed its legal name to the current, Ferbel Group of Companies. S.L.U. The company's authorized capital is set at 560,000 Euros represented by 5,600 shares valued at 100.00 Euros each. As evidenced by the attached Resolution of the Sole Member, the company's authorized capital is registered to the Opus Futurus Foundation. The Board of Directors is comprised of the 10110Willg members: • Juan Fernando Belmont Anderson: Delegate Council Member & President. • Charles Emmanuel de Sayler: Delegate Council Member & Vice-President. • Janine Marion Belmont Dauelsberg: Delegate Council Member. • Jesus Armando Lema Hanke: Delegate Council Member. • Marc Gerard Blaison: Delagate Council Member. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394885 KYC Print Page 29 of 35 • Veronica Maria Silva Luna: Delegate Council Member. • Juan Carlos Rodriguez Cuba: Delegate Council Member. • Marlene Strutz Recinos: Council Member. • Paul Georg Peter Pagnia: Council Member. • Olga Del Castillo Alegre: Secretary. nori.council member. Please indicate how ownership of the legal entity is reflected: N/A 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner of not the same persons): The company is beneficially owned by Mr. Juan Fernando Belmont Anderson and his family through the Opus Futurus Foundation To the best of your knowledge, is the entity party to a non•banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source. supplier of goods or services)?: yes 0 No 7.-4 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Private investment company. Countries where business is transacted: Spain Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Funds? Real Estate Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The company acts as the holding company of the group's investments. As of O2 2015 the company holds approximately $197MM USD in net assets Estimated gross receipts p.a.($): 24,000,000.00 Estimated net profit p.a. ($): 19,000,000.00 Estimated investable assets ($): $100 MM - 500 MM Potential Amount to be invested with PWM ($): 10,500,000.00 Other Known Financial Institutions: Institution: Santander Country: Spain Est. Assets Under Mgt: 128,000.000.00 Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 5.411.000.00 Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C Legal Entity Details (For all Legal Entities) Legal Entity Name: Norval Associated S.A. • Type of Entity: K Foundation/Association 0 Trust K Estate 0 Partnership Purpose of Entity: ®Private Investment Li Philanthropic/Charitable K Commercial 5 Company Type of Entity Other (specify): Purpose of Entity Other (specify): Panama 4/14/2005 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394886 KYC Print Page 30 of 35 Country of incorporation/registration: Date of incorporation / registration: Volcker Status: identified in previous KYC Volcker Flag: No Address (city. street, post code): Notaria quinta del circuito, #7222 Panama Panama U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structu e and its Top Management. For trusts/foundations. include information about revocability.settlor and beneficiaries.etc.: Norval Associated is the Founder of Opus Futurus Foundation (see attached Tran lotion of Opus Futurs Foundation public registry) UBO and founder of Norval is J. Fernando Belmont (see attached translation of declaration of UBO of Norval) Norval's directors are: Charles de Baylor - president Jose Siha • treasurer Marla Saavedra • secretary Please indicate how ownership of the legal entity is reflected: Norval's capital is $10,000 divided among 100 shares of $100 value each. (see panama registry. attached) 0 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (If not the same petsons): Norval Associated SA is the Fiduciary Founder of Opus Futurus Foundation (see attached Translation of Opus Futurs Foundation public registry) UBO and founder of Norval is J. Fernando Belmont (see attached translation of declaration of UBO of Norval) To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes 0 No 5 Describe Nature of Entity's Primary Business and Investment Activities Norval is a company of Mr J Fernando Belmont. Norval was created as the Nature of the business: founder/owner of Opus Futurus Foundation, which owns Dalex. Opus and Dalex are ultimately for long term investments, but Norval itself holds no assets. Countries where business is transacted: Panama Number of employees: 0 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394887 KYC Print Page 31 of 35 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394888 KYC Print Page 32 of 35 DB PWM GLOBAL KYC/NCA: US/LatAm/Intil PART B Relationship Name BELMONT, F RELATIONSHIP Risk Rating Comments:• Overall High Risk Due To: High Risk Factor (PEP), Medium Entity Risk, Medium Industry Risk. High Industry Risk, & High Product Risk, SRF: Complex Structure Booking Center ENV INV /offshore 0 Offshore 0 Moderate Risk ni t mi High Risk (Compliance Signature) 0 DB Managed PIC K DB is Trustee/Co-Trustee K Bearer Shares • DB Employee 4. Attachments A. Type of Photo ID Provided 0 Drivers License 2 Passport K National/State ID K Other B Checklist of names (Individuals and/or entities) that were submitted for database . w- h-4 Yes K No searches is attached C. Please indicate the results of the database searches performed RDC searches complete 2 Yes 0 No negative results found 0 Yes 12 No PCR checks complete 19 Yes 0 No negative results found • Yes tr; No OFAC checks complete '5 Yes 0 No negative results found 0 Yes n No BIS searches complete (Lexis/Nexis, Factiva. Reuters, Dow J K No negative results found K Yes in BBB) No Jones. Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes in No Martindale-Hubbell searched (Lawyers/Law Firms only) K Yes in No negative results found 0 Yes K No Please summarize any negative results from the database searches indicated above: -Rrscosoft Alert for Jesus Armando Lema 0. Hanks who is Director of Aromatiss S.A. . His brother Rolando Enrique Lema Hanke was former Director General, of the Legal Advisory Office of the Ministry of Production in Peru Jan 2010 and ended his term in Nov 2010 and no longer is serving To the best of your knowledge, has the client ever been convicted of a criminal E 0 Yes n No offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, 0 Yes 2 No provide details below and contact Quality Mgt. (LatAm/Int7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions G. within countries or regimes sanctioned by the Office of Foreign Assets Control • Yes J No (OFAC)? Does the client or related party have any financial or other association/ Interactions K Yes 2 No H' within high risk countries? I. Corporate Documentation Attached (Legal Entities Only) 2 Yes 0 No • Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) K Yes •jiC No CI Not Applicable K. If Lexis/Nexis Search Results. Corporate Documents or Other Supporting Documentation is not in English. please provide an English summary of the nature/contents of the non-English Documentation: All documents have been translated from Spanish to English L. Special Risk Factors https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394889 KYC Print Page 33 of 35 Does the account have Nexus to Special Risk Countries? El Yes RI No Is the account structure unusually complex? in Yes K No Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to third parties? 0 Yes RI No Is there any indication this could be a prohibited business relationship? 0 Yes No Are the bearer shares identified subject to acceptable controls? 0 Yes IRI No https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394890 KYC Print Page 34 of 35 M. Case Comments Created By Date Comments Josie Alonso 12/3/118 11:57 AM Aromatiss S.A.S is 100% owned by Cosmo International Fragrances, S.L. U. former name, Cosmos Enterprises SLU - The change took place on 7/26/2018. Dimitra Manley 12/4/118 8:21 AM AFC has accepted the research attached for Juan Pablo Godoy Fajardo. The date format is listed as 03/12/2018. However, this research was conducted and attached to the KYC on 12/3/2018. Dimitra Manley 12/4/118 10:06 AM This Mt serves as an EDR for Aromatiss S.A.S (herein referred to as accountholder), an existing Wealth Management client since April 2018. This EDR included the following changes: (1) The addition of 3 UBOs, as beneficiaries of the Opus Futurus Foundation. (2) Update to loan signatories (per attached borrowing resolution). (3) Legal name change for an 18O: Cosmos Enterprises SLU changed its name to Cosmo International Fragrances, S.L.U. Risk Factors Include: • PEP Relationship: The UBOs are Relatives or Close Associates (RCAs) of a PEP due to their relationship with Gonzalo Aguirre Arriz. one of the founders of Coordinadora Nacional de Independientes. a political party established in Peru. Mr. Arriz is married to Janine Marion Belmont Dauelsberg. The PEP status was previously escalated (see attached escalation) • Source of Wealth (SOW )Industry: Juan Fernando Belmont Anderson (U8O) created Corporacion Yanbal International, a cosmetics company in Latin America. SOW Verification has been obtained. • Complex Structure: The ownership structure consists of multiple intervening layers. Below are the reasons why we are comfortable with approving this KYC: • Information and supporting documents required by our AML Policy were provided and reviewed: and as a result, we have an understanding of the structure of the accountholder, its purpose, the purpose of the account and expected activity. • The SOW was sufficiently detailed and appears plausible. Internet searches provided enough information to support the wealth for the prospective account holders and UBOs. Below are the risk factors associated with the accountholder- • Our review did not identify any red flags and thus there was no need to escalate this case further. • Due diligence searches were performed on all key and the names searched were not on any sanctions lists • The UBOs and a legal rep/signatory appeared in the ICIJ Database as being linked to Paradise Papers. However, the appearance of the name in ICIJ database alone does not require escalation if there is no other negative information that presents significant or material reputational risk. There was no adverse media on the account holder, UBOs, or legal reps to warrant further escalation. Dimitra Manley 12/4/118 8:25 AM The August 2018 Fircosoft alert generated for Jesus Armando Lema Hanke is the same alert generated in April 2018, when the account holder was on-boarded. B1.AFC-WM previously reviewed and cleared the alert. The prior clearance (from April 2018) is attached to the KYC and covers the current alert. ONSHORE APPROVALS Client Facing Professional (CFP): Josie Alonso (Signature) Josie Alonso 12/1/2018 Office Director/Business Head: Eva Paoe (Signature) Eva Pace 12/3/2018 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394891 KYC Print Page 35 of 35 Dimitra Manley Dimitra Manley 12/4/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub•Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1( ) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1 ) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York 0 https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Diet... 12/19/2018 EFTA01394892