EFTA Document EFTA01398916

PIVOT Temporary Exceptions Overdue Temporary Exceptions Coming Due Count of Case Number Column Labels Count of Customer Name Column Labels Row Labels 1-30 Grand Total Row Labels -20 -3 -10 -113 -29 Grand Total COVERAGE Brian M. Biggar Brian M. Biggar Malcolm Kimble 1 1 Andrea Nicoletti 1 1 Paul Morris 1 1 Terrence Tangney 1 1 (blank) Kimberly Hart Cindy L. Loudenslager 1 1 Terrence Tangney 1 1 Deirdre Judge 1 1 Grand Total 3 3 Kimberly Hart Terrence Tangney 1 1 Andrea Nicoletti 1 1 Grand Total 1 1 1 1 1 1 6 For internal use only -81 EFTA01398916 All Temp Exceptions Overdue ZwArial,Boldm612DECEMBER 2009 Temporary Exceptions- Domestic (All Overdue) 4/1/2014 Overdue by more than 90 days/Closing Queue Overdue by more than 60 days Overdue by more than 30 days Case Number Customer Number Customer Name Customer Record Type Relationship Number Cust omer Owner Exception Expires Days Overdue Reason for Exception (If Applicable) EM MSR Silo 01190331 00000490522 45 Rockefeller Associates / Neuberger, T-I-C, CEW Partners as Chief Tenant Prospect 00000164021 Andrea Nicoletti 3/28/2014 4 TE request f or Hold Harmless agreemetns to be presented with Account opening documents. Brian M. Biggar New York COVERAGE 01191461 00000432753 Silverman, Phyllis Client 00000175329 Terrence Tangney 3/14/2014 18 30 Day TE for Affidavit that POA is in Full Force. Brian M. Biggar New York COVERAGE 01205604 00000491307 Greener Pastures Foundation Client 00000175329 Terrence Tan gney 3/30/2014 2 10 day temp exceptions: Photo ID, SS* and DOB for Sam Warwar, Photo ID, and DOB for Brewer Ezzell, Revised/corrected Corporate Resolution and Incumbency which correctly reflects Randall Gunlock as the President. Kimberly Hart New York COVERAGE For internal use only EFTA01398917 All Exceptions Due In SuArial,BoldmS12DECEMBER 2009 Temporary Exceptions- Domestic 4/1/2014 Overdue by more than 90 days/Closing Queue Due in Overdue by more than 60 days Overdue by more than 30 days Case Number Customer Number Customer Name Customer Record Type Relationship Number Cust omer Owner Exception Expires Days Overdue Reason for Exception (If Applicable) EM MSR Silos 01139183 00000487551 Russell and Willene Dobson Foundation Client 00000416846 Male olm Kimble 7/23/2014 -113 IRS exemption letter:6 month extension is approved. I unders tand that the process to receive charitable status can be quite lengthy, and last years IRS shutdown certainly exacerbated the the situation Brian M. Biggar New York COVERAGE 01148936 00000489105 400 Fifth 53H LLC Client 00000486645 Cindy L. Loudenslage r 4/4/2014 -3 TE extended based on signed and dated copy of EIN application that w as provided. New York COVERAGE 01154932 00000028642 Benenson Funding Corporation Client 00000163011 Andrea Nicol etti 4/30/2014 -29 Temporary exception granted for the following: 1. CFP to obtain 3 tr ust agreements (see attached email) 2. ABR to update Risk Calculator and Checklist and attach them t o KYC. Kimberly Hart New York COVERAGE 01195100 00000483289 Epstein, Jeffrey Client 00000483290 Paul Morris 4/11 /2014 -10 Temporary Exception granted to obtain a corrected copy of the POA Form granting Mr. Indyke authority to act as agent on Mr. Epstein's personal account. The intent to add him is clear h owever the Form was not completed correctly. Brian M. Biggar New York COVERAGE 01201674 00000415687 Richard P. Brown Irrevocable Trust Client 00000228455 Deir dre Judge 6/21/2014 -81 Standard temporary 90 exception granted for new EIN's for ea ch account. DBNTC will apply for new EINs when the new accounts open. Los Angeles COVERAGE 01204231 00000491271 RG Indiana, LLC Client 00000175329 Terrence Tangney 4/21 /2014 -20 Kimberly Hart New York COVERAGE For internal use only EFTA01398918