EFTA Document EFTA01400422

Subject: Re: KYC 1133624: Your KYC has been rejected [I] From: Janice Franklin < => Date: Thu, 10 Oct 2013 15:33:53 -0400 To: Amanda Kirby ‹ > Classification: For internal use only Amanda: Please add J. Epstein as a signer on JEGE LLC (checking account). Regards, Janice P. Franklin (Embedded image Janice Franklin, Vice President I moved to file: pic18680.gif) CAMS, CFSA, CFIRS AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic10397.gif) I From: > > (Janice Franklin/db/- dbcom I To: > > > EFTA01400422 (Amanda Kirby/db/- dbcom@DBAMERICAS@DEUBAINT, I Date: > > 110/10/2013 03:11 PM > I Subject: > > IKYC 1133624: Your KYC has been rejected [I] > Classification: For internal use only Armanda: The due diligence searches for Plan D LLC were performed with the US as the country of incorporation. It should be USVI. Please rerun. Regards, Janice P. Franklin (Embedded image moved to file: pic22879.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer EFTA01400423 Deutsche Bank Trust Company Americas Compliance 60 Wall Street, Tel. Fax Email 10005-2836 New York, NY, USA (Embedded image moved to file: pic18227.gif) > From: > 'Amanda Kirby/db/- dbcom@DBAMERICAS I To: > > (Janice Franklin/db/- dbcom@DBAMERICAS@DEUBAINT, Date: > '10/09/2013 10:43 AM > Subject: > > EFTA01400424 > IRe: Your KYC has been rejected [I] Classification: For internal use only OK. thanks Best, Amanda Kirby (Embedded image moved to file: pic28635.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic02091.gif) I From: > > > (Janice Franklin/db/- dbcom@DBAMERICAS EFTA01400425 > I To: > > Amanda Kirby DBSMTP@DEUBAINT, > > I Date: > > 110/09/2013 10:20 AM > > I Subject: > > IRe: Your KYC has been rejected [I] > Classification: For internal use only It does not, Regards, Janice P. Franklin (Embedded image moved to file: pic03664.gif) EFTA01400426 Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic15568.gif) From: Amanda Kirby To: Date: AM Subject: rejected 10/09/2013 09:40 Re: Your KYC has been Classification: Public Hi Janice, Just wanted to check -- Does Jeffrey Epstein need to be added as a signer in addition to being the ultimate beneficial owner? Does being the ultimate beneficial owner not automatically make him a signer? Best, Amanda Kirby EFTA01400427 (Embedded image moved to file: pic09204.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic13900.gif) From: Janice Franklin <[email protected]> To: Amanda Kirby/db/- dbcom@DBAMERICAS, Date: AM Subject: rejected 10/09/2013 09:11 Your KYC has been Your KYC has been rejected. Case #: 01133624 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey Customer Number: Reason for Rejection:l. Hyperion Air LLC i. Pease complete section 3D ii. H. Beller not listed as a party to the checking account iii. J. Epstein not listed as a signer on the money market account 2. Plan D LLC EFTA01400428 i. Pease complete section 3D ii. due diligence searches were not located iii. J. Epstein not listed as a signer on the checking account iv. J. Epstein not listed as a signer on the money market account 3. Hyperion Air Inc i. Pease complete section 3D ii. Please rerun searches (country was incorrectly stated--should be USA) iii. H. Beller not listed as a party to the money market account iv. J. Epstein not listed as a signer on the checking account 4. JEGE Inc i. Pease complete section 3D ii. Please correct date of incorporation iii. J. Epstein not listed as a signer on the money market account iv. J. Epstein not listed as a signer on the checking account 5. JEGE LLC i. Pease complete section 3D ii. J. Epstein not listed as a signer on the money market account 6. Please include Mr. Espstein's source of wealth in KYC 7. For Mr. Beller, the following were not noted: i. current employer ii. address of employer iii. due diligence searches To view the KYC click here https://na4.salesforce.com/5006000000Tl0m4 EFTA01400429