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efta-efta01400673DOJ Data Set 10Correspondence

EFTA Document EFTA01400673

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DOJ Data Set 10
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efta-efta01400673
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Subject: Re: ACATS for Southern Financial/Trust [I] From: Amanda Kirby < Date: Mon, 09 Sep 2013 11:47:57 -0400 To: Jay Lipman < Classification: For internal use only Awesome. Thanks Best, Amanda Kirby (Embedded image moved to file: pic07844.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic22034.gif) From: Jay Lipman/db/dbcom To: Cc: S Amanda Kirby/db/dbcom@DBAMERICAS, Tazia Smith/db/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICA I Date: 09/09/2013 11:44 AM Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Amanda, I started putting together the ACAT's on Friday, and can get them to you by the end of the day. I will get you the brokerage docs for Jeepers too. Thanks EFTA01400673 Kind Regards, Jay Lipman (Embedded image moved to file: pic28333.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Email (Embedded image moved to file: pic29465.gif) From: To: Amanda Kirby/db/dbcom Jay Lipman/db/dbcom@DBAMERICAS, Cc: Tazia Smith, Vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 10:59 AM Subject: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Jay, Wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know you were working on them on Friday. Would like to send them to the client today, if possible. Also, Jeepers Inc was KYC approved on our end. I am going to work on getting those account docs prepared and send them over today. Would you mind sending me Brokerage accounts for them? EFTA01400674 Thank you Best, Amanda Kirby (Embedded image moved to file: pic06732.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic27073.gif) EFTA01400675

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