EFTA Document EFTA01400720

Subject: Fw: Richard Kahn rdc and per alert [I] From: Amanda Kirby < Date: Fri, 14 Nov 2014 10:58:07 -0500 To: PWMUS AMLKYC Cc: PWM BIS-Research <pwm.bis Classification: For internal use only This search was requested to a date range beginning in September of 2013. This alert is prior to 2013 and was previously cleared. Please see the attached clearance below and if there is any further action necessart (See attached file: Richard Kahm Email Confirmation for Compliance.pdf) (See attached file: Richard Kahn RDC Alert CLEARANCE 2013.pdf) Best, Amanda Kirby (Embedded image moved to file: pic18797.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic08607.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by on 11/14/2014 10:52 AM From: PWM To: Cc: Date: 11/14/2014 10:08 AM Subject: Richard Kahn rdc and per alert [I] EFTA01400720 Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: Richard Kahn per alert.pdf)(See attached file: Richard Kahn per alert_l.pdf)(See attached file: Richard Kahn rdc alert.pdf)(See attached file: Richard Kahn rdc alert_l.pdf) Regards Urvashi EFTA01400721