EFTA Document EFTA01401237

Subject: Far: per alert [I] From: PWMUS AMLKYC Date: Fri, 06 Feb 2015 12:47:53 -0500 To: Amanda Kirby Cc: PWMUS AMLKYC Classification: For internal use only Hi Amanda: The prior clearance that was issued by AML Compliance on 10/9/2013 is applicable as clearance to the current PCR alert dated 2/5/2015. I have attached it for your review. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville. Florida 32256. USA Tel Mobi Email Visit us: http://www.db.com Forwarded by Monifa Crawford/db/ n 02/06/2015 12:45 PM From: Amanda Kirby/db/ To: PWMUS AMLKYC/db/■ Date: 02/06/2015 10:05 AM EFTA01401237 Subject: FW: per alert [I] Classification: For internal use only Hi, This alert is also outdated in that it was cleared in October 2013. Please see that clearance and clear these alerts. Thank you. Amanda From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 10:00 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: per alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file cr alert.pdf)(See attached file per alert_1.pdf) Regards ' ached file per alert. df)(See attached file: cr alert_1.pdf)(See attached file: PCR EFTA01401238