EFTA Document EFTA01401286

Subject: RE: Case #01353080 :Gratitude America [I] From: Yoonsun Chung Date: Mon, 02 Mar 2015 15:29:22 -0500 To: Amanda Kirby Pema Sherpa PWM AOG Classification: For internal use only Case comment is added. Icid:[email protected] Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Emai fcid:[email protected] From: Amanda Kirby Sent: Monday, March 02, 2015 3:27 PM To: Yoonsun Chung; Pema Sherpa; PWM AOG Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Legal Address: Mailing Address: EFTA01401286 From: Yoonsun Chung Sent: Monday, March 02, 2015 3:26 PM To: Pema Sherpa; PWM AOG; Amanda Kirby Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only So what is the correct address? {cid:[email protected]} Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email fcid:[email protected] From: Pema Sherpa Sent: Monday, March 02, 2015 3:02 PM To: PWM AOG; Amanda Kirby; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi PWM AOG, When you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. EFTA01401287 Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? Kind regards, Pema Sherpa fcid:[email protected] Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel Fax Mobi e Email fcid:[email protected] From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:44 PM To: Pema Sherpa Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Pema, We are clearing on Point 2 & 3 however on point 1, Legal address which is given W-9 is not matching With KYC# address. We need to put the legal address while Prepairing EDF in MD3 for post ABR EFTA01401288 Approval. Can we move further with the same? Thanks, Navin PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Pema Sherpa---03/02/2015 02:07:51 PM--- Classification: For internal use only Hi Prashant,}Pema Sherpa---03/02/2015 02:07:51 PM---Classification: For internal use only Hi Prashant, Icid:[email protected] From: {cid:ima e019.pn @OlD054F9.C68E2A60} Icid:[email protected] To: cid:ima e019. n 01D054F9.C68E2A60} "G. Hill o" <G.. Icid:[email protected] Cc: Il iSi elD°51 1 1F E2A61 cichimae°19. r Icid:[email protected] Date: {cid:[email protected]} 03/02/2015 02:07 PM Icid:[email protected] Subject: EFTA01401289 {cid:[email protected]} RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Prashant, What advise are you requesting from ABR? Kind regards, Pema Sherpa fcid:[email protected] Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. Fax Mobile Email {cid:[email protected]} From: Prashant Mahendru On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:00 PM To: G. Hill o; Pema Sherpa; PWM AOG; Yoonsun Chung Cc: Amanda Kirby; Navin-Kumar Pankaj Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Dear ABR Team, EFTA01401290 Appreciate if you can advise on the below issue. Thanks, Prashant Mahendru PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Amanda Kirby---02/03/2015 13:35:41--- Classification: For internal use only I apologize for the confus}Amanda Kirby---02/03/2015 13:35:41---Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the in {cid:[email protected]} From: cid:ima e005. n 01D054F2.41CF55301 {cid:[email protected]} To: cid:ima e005. n 01D054F2.41CF55301 {cid:[email protected]} Cc: {cid:ima e005.pn @OlD054F2.41CF5530} Hill o" {cid:[email protected]} Date: {cid:[email protected]} 02/03/2015 13:35 {cid:[email protected]} Subject: EFTA01401291 {cid:[email protected]} RE: Case #01353080 :Gratitude America [I] Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the information they had sent me via email. I was only made aware of the official name "Gratitude America, Ltd." and that the legal and mailing address were not the same when they sent me the filled and signed account opening docs. Please let me know how I can go about updating the KYC. Thank you, Amanda From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 1:13 PM To: Amanda Kirby Cc: Navin-Kumar Pankaj; Yoonsun Chung; G. Hill o; PWM AOG; Pema Sherpa Subject: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Amanda, While reviewing the docs we have below issues. 1.As per account o'enin' docs Tax form and online form leeal address is give as however in KYC# it is given as Please confirm us correct legal address and Provide us updated doc(Account opening form,tax form,Online form)/KYC# accordingly. EFTA01401292 2.As per docs(signature card,account opening form,tax form,online form,non- Profit organisation resolution) Account Title is given as Gratitude America Ltd. however in KYC# entity name and Account holder is givan as Gratitude America Entity Name fcid:[email protected] Account Holder {cid:[email protected]} 3.0n W-9Tax form box other is blank under federal tax classification grid {cid:[email protected]} Please provide usabove updated docs or make correction in KYC# accordingly. Thanks, PWM AOG DBOI Global Services Private Limited Email : EFTA01401293