EFTA Document EFTA01404454

Entity: Southern Financial Group, Inc. Entity Information Entity ID: 25181614 Entity Name: Southern Financial Group, Inc. Address: South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant, United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 06/19/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant, United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP, INC. RICHARD M. WOOTEN, CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER, JR., United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 (Filed May 24, 2002) Source Information RDC URL: https://grid.rdc.com/wss/entity.html?- entityId=a7a395d6a12368e75d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2002, 04/07/2009 Source URL: http://www.sec.gov/litigation/litreleases/litrelarchive/- litarchive2002.shtml Entity URL: http://www.sec.gov/litigation/litreleases/1r17574.htm• • http://www.sec.gov/litigation/litreleases/1r17569.htm • http://www.sec.gov/litigation/litreleases/1r17535.htm Copyright 0 2013 Regulatory DataCorp, Inc. All Rights Reserved. Document generated on 05/29/2013 12:19:53 EFTA01404454