EFTA Document EFTA01404563

Subject: (Discrepancy) Case# 01115904: Southern Trust Company, Inc. [I] From: PWM AOG Date: Wed, 21 Aug 2013 14:04:14 -0400 To: Amanda Kirby < •> Cc: PWM AOG < Classification: For internal use only Hi Amanda, 1. State is missing on Deposit account opening application for both the accounts. 2. Please confirm us the sate name and country name. As we have both options (foreign and US Virgin Islands). 3. For online banking, only online banking application is missing. Please provide us the online banking application. Thanks, Kusam Saini PWM AOG DBOI Global Services Private Limited Email : From: Amanda To: PWM Cc: Date: PWM 21-08-2013 13:04 Subject: Re: (Banking Account) Case# 01115904 and 01115898 [I] Classification: For internal use only Hi, It was just approved. Please let me know if there are any issues with the account docs. EFTA01404563 Original Message From: PWM AOG Sent: 08/21/2013 12:57 PM EDT To: Amanda Kirby Cc: PWM AOG Subject: Re: (Banking Account) Case# 01115904 and 01115898 [I] Classification: For internal use only Hi Amanda, Any update on the KYC approval? Thanks, PWM AOG DBOI Global Services Private Limited Email : From: Amanda To: PWM Cc: Date: PWM 20-08-2013 13:18 Subject: Re: (Banking Account) Casef 01115904 and 01115898 [I] Classification: For internal use only Hi Kusam, Thanks you. I know KYC is not approved but it should be shortly. Is there anyway you can look at the account opening documents now so that I can fix any issues there may be? This way the process can be expedited once the KYC is approved. Thank you Original Message From: PWM AOG Sent: 08/20/2013 10:38 PM ZE5B To: Amanda Kirby Cc: PWM AOG Subject: (Banking Account) Case# 01115904 and 01115898 [I] EFTA01404564 Classification: For internal use only Hi Amanda, KYC # 01082293 is not has been approved yet. Please notify us via email, once the KYC will approve so that we can review the accounts. Thanks, Kusam Saini PWM AOG DBOI Global Services Private Limited Email : EFTA01404565