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efta-efta01404788DOJ Data Set 10CorrespondenceEFTA Document EFTA01404788
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Private Wealth Management
Authorization for Asset Movement
For Non-Retirement Accounts
Hie undersigned hereby authorizes and directs Deutsche Bank Alex. Brown
("Deutsche Bank Alex. Brown" or "DBAB") to follow the below asset movement
instructions.
If you wish to request muhiple wires, checks, journals or free deliveries,
pleese use the long form.
DBAB Account Name: NES.
LLC
Account th
Journal
Q Journal Funds in the amount of $
Q Journal Holdings:
Qty/SymbolfSecurity;
Qty/Symbol/Security:
K Journal All Holdings
To DBAB Account #;
Account Name:
Wire
Q Wire federal funds in the amount of $ 2147.97
To Bank Name: First Command Bank
City / State;
11199369S
ABA#:
Further credit to intermediary Financial Institution (Optional)
Account #;
Name:
Ulinale Beneficaiy Infctmalian:
Benef>ciarviy.rt<<: Maritos S McCorQuodale
Account#:
Adrfiionai Instruciions: 6XD reimb and SBrvices Pec 13 - Dec gj
FreaCMftMieB
CJ Please deliver the securities indicated below to:
DTCC#:
Name of Receiving Finn;
Chedc
Q Issue a check in the amount of $
Account Name:
payable to:
Redpient's Name;
RedpienTsMaiingAdctess;
Account Number:
at Receiving Rrm
EFTA01404788
Qty/Symbol/Security;
Qty/Symbol/Security:
Standing Aulhoiizalnn
K The undersigned hereby requests that this authorization act as a standing
authorization. The undersigned understands snd sgreee that this
authorization will
remein in effect until Deutsche Bank Alex. Brown requests a new
authorization. The undersigned authorizes Deutsche Bank Alex. Brown to Issue
the wire,
check or journal on the
Q The undersigned further authorizes Deutsche Bank Alex. Brown to accept
verbal instructions from the undersigned to wire funds, Issue checks or
Journal
funds to/from the above listed accounts. The undersigned will provide verbal
inetnjotions as to the date and the amount of the wire, check or journal. If
the
undersigned decides to vary either the dote or the amount of the wire, cheek
or journal, the undersigned hereby authorizes Deutsche Bank Alex. Brown to
accept the verbal instructions from the undersigned regarding the change or
changes. The undersigned further understands and agrees to comply with the
procedures of Deutsche Bank Alex, Brown to verify the authorization and
accuracy of verbal instmctions.
for a term of
day of
The undersigned hereby acknowledges that (i) the Information contained in
this form is complete and accurate to the best knowledge of the undersigned;
and (il) the
undersigned is responsible for the method of irsnsmission of any
instructions issued pursuant to this authorization. If the undersigned
elects to transmit any such
Instmctions via fax (including dosklop fax), vie email or as an Image
attachment to email (o.g., as a PDF, TIF or other imago of such
instructions), the undersigned
understands and agrees that the undersigned bears the risk of toss arising
from ouch method of transmission in the event of transmission enors,
misunderstandings,
impersonations, transmission by unauthorized persons, forgery or intercepts,
For trusts or other entities, the undersigned further acknowledgee that the
undersigned is
authorized to issue the above asset movement instructions under the terms of
the governing documents and any applicable laws. The undersigned hereby
releases end
holds hamtiess Deutsche Bank Alex. Brown from and against loss from any
aotion, claim or demand of any person as a result of Deutsche Bank Alex,
Brown's receipt of
or compliance with this authorization and/or any instructions that may be
given to Deutsche Bank Alex. Brown pursuant to this authorization (including
any standing
authorization).
The undersigned undarsunds that Deutsche Bank Alex, Brown may, but is not
required to, seek verifioation of the undersigned's instructions by cat)
EFTA01404789
beck and that
Deutsche Bank Alex. Brown may in Its sole discretion refuse to execute such
Instructions (Including standing instructions) given pursuant to this
euthorizetion, without
incurring any liabitity. rf Deutsche Bank Alex. Brown has reason to believe
such instructions (or standing inslructiona] have not been provided by the
undera'tgnad. The
unctorsigned further understands that Deutsche Bank Alex. Brown retains the
right to refuse to execute any instructions to transfer funds or securities
to any aocount(s)
pursuant to this authorizationAhoutAwd)Jsn insuuctione bearing original
eignatura(e) of the undersigned.
Harry Bailer
srgnoiur® A
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Print Name
Sigriaturo
III I III II11 nil III
LOA
10-PWM.01775 (12/10)
EFTA01404790
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