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efta-efta01405426DOJ Data Set 10CorrespondenceEFTA Document EFTA01405426
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Private Wealth Management
Authorization for Asset Movement
For Non-Retirement Accounts
The undeisigned hereby authorizes end directs Deutsche Bank Alex. Brown
("Deutsche Bank Alex. Brown" or "DBAB") to follow the below asset movement
instructions.
II you wish to request multiple wires, checks, journals or free deliveries,
please use the Iona form.
DBAS Account Name; NES. LLC
Account#.MPOINIMMI
Journal
Q Journal Funds in the amount of $
ID Journal Holdings;
Oty/Symboi/Seourity;
Qly/Symbol/Security;
K Journal All Holdings
To DBAB Account #;
Accouni Name;
Wire
Q Wire Federal lunds in the atmunl of $ 2308.6S
To Bank Name; First CoiTiinsnd Etefik
City / Slats;
ABA*.
Further credit to Inteimedlary Rnancial Institution (Optional)
Account t:
Name'
UKnnts Banefidiii bifciimatian:
BenefioBty hhmn
tojiuntilf
Aiiitixiai itsinxdDns: BXD reimb and services 6/12-6/26/1S
111993695
2648087
Rea DdBvaiaB
Q Please deliver the securities Indicated below lo:
❑TCC/f:
Name ol Recehrino firrrr
Account Name:
Chadc
Q Issue a check in the amount ol t
RodpitnVs Name.
Redfrail's Ivlaiing Address;
payable to:
Account Number:
Bt Receiving Firm
Qty/SymbolfSecurily;
Qly/Svmboi/Securily;
EFTA01405426
Standing Auttniialiori
Q The undersigned hereby requests that this aulhonzation act as a standing
authorization. The undersigned understands end agrees that this
authorization will
remain in effect until Deutsche Bank Alex. Brown requests a new
authorization. The undersionad authorizes Deutsche Bank Aiex. Brown to Issue
the wire.
check or journal on the
Q Tha undersigned further authorizes Deutsche Bank Alex. Brown lo accept
verbal instructions from the undersigned to wire funds, issue checks or
journal
funds to/from the above listed accounts. The undersigned will provide verbal
instructions as to the date end the amount of the wire, check or journal. If
the
undersigned decides to vary either the dale or the annum of iho wire, check
or journal, the undersigned hereby authorizes Deutsche Bank Alex. Brown to
accept the verbal insttuclions from the undersigned regarding the change or
changes. The undersigned lurther understands and agrees lo comply wilh Iho
procedures of Deutsche Bank Alex, Brown to verify the authorization and
accuracy of verbal instructions.
day of
for a term of
The undersigned hereby acknowledges that (ii the information contained in
this form Is complete and accurate to the best knowledge of the
urtdetsigned; and (ii) the
undersigned is responsible for the method of transmission of any
instructions issued pursuant lo this aulhonzation, If the undatsignoo elects
to transmit any such
instructions via tax (Including desktop fax), via email or as an image
atiachmenl to email (e.g., as a PDF, TIF or other imaga of such
Instructions), the undersigned
understands and agrees that the undersigned bears the risk of loss arising
from such method of transmission in the event of transmission errors,
misundersianding.s,
imporsonations, transmission by unauthorized persons, (orgery or intercepts.
For trusts or other entities, tha undersigned further acknowiedges that the
undersigned is
authorized to issue the ebovo asset movement instructions under the terms of
tha governing documents and any appKcable laws. The undersigned hereby
releases and
holds harmless Dauische Bank Alax. Brown from and agalnsi loss from any
action, claim or demand of any person as a result of Deutsche Bank Alex.
Brown's receipt of
Of compliance wilh this eulhonzatlon andfor any instructions that may be
given to Deutsche Bank Alex, Brown pursuant to this authorization fineluding
any standing
authorization).
The undersigned understands that Deutscha Bank Alex. Brown may, but is not
required to. seek verilicalion of the undersigned's instructions by call
back and that
EFTA01405427
Deutsche Bank Alex. Brown may In its sole discretion refuse to execute such
inslruclkins Oncluding standing inslructions) given pursuant lo this
authorization, without
incurring any liability, if Deutsche Bank Alex. Brown has reason lo believe
such instructions (or standing insiruciions) have not been provided by the
undersigned. The
undersigned (urther undorsiands lhal Deutsche Bank Alex. Brown retains the
right lo refuse lo execute any instructions to transfer funds or secunties
to any accoum(s)
pONtuani 10 this aulhorizatiw without mitten Insutullo" bearing original
signature(s) of Iha undersigned.
^Darren K tndyke
06'2S>2016
Print Name
DaLo
Signature
Signaiura
,Pfim Name
Dale
'r/
III I III IIIII mill
LOA
tO-PWM-01775 (12/101
EFTA01405428
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