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efta-efta01407096DOJ Data Set 10CorrespondenceEFTA Document EFTA01407096
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: New Account
From: Cynthia Rodriguez <a>
Date: Mon, 12 Dec 2016 12:29:28 -0500
To: bellaklein
Cc: Stewart Oldfield
Hi Bella,
As discussed, our deadline for new accounts is December 19th. In order to
obtain KYC approvals for a new account opening, we will need the following
documents for the new entity:
Name
Address
Tax ID Number
Certificate of Good Standing dated within 1 year
Operating Agreement showing ownership percentages
Company Resolution showing signing authority for the new account
(dated within 1 year)
If the signors on this new account are existing signors for DB accounts,
please provide updated photo IDs as the ones we have are expired. If the
signors on the account are new, we will need the following:
Name
Address
Date of Birth
Social Security Number/Passport Number if not US citizen
Employment details (name of employer, nature of business)
Photo ID
EFTA01407096
Please be sure to provide the above documentation in a timely manner, as we
would need time to complete the KYC process on our end prior to obtaining
compliance approval. Feel free to reach out if you have any questions. Thank
you.
Kind regards,
Cynthia Rodriguez
fcid:[email protected]
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue 10154-0004 New York, NY, USA
Tel.
Fax
Email
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01407097
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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