EFTA Document EFTA01407133

NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PCR BIS Yes No Hit Hit No Hit Hit Not Required Not Required No Not Required D&B Smartlinx Court Cases Results? Yes Not Required Results? be Required Yes Not Required Review by Legal May No Results Search not required Prepared by: Prachi Pawa Date: 02/02/2017 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindale.com/xp/- Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. No VII. Smartlinx VIII. Court Cases EFTA01407133 No Click here for results: I. RDC Results II. PCR Results III. Negative Media IV. Non-Negative Media Reviewer Comments (as necessary): No RDC alert (Please see attached) No PCR alert (Please see attached) There was no information found There was no information found V. Other Language Media Not Required VI. D&B Not Required Result Found(please see attached) Result Found(please see attached) For internal use only EFTA01407134 OFAC RESULTS RDC: No Match Found GCIS Country:UNITED STATES 02/02/2017 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: Not Required Public Records: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date: 2/2/2017 Report processed by: DEUTSCHE BANK AGI I For internal use only NCA customised Auto-Closed No-Hit EFTA01407135 Page 2 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Full Name Address ADDITIONAL PERSONAL INFORMATION SSN DOB Subject Summary Name Variations SSNs Summary No. SSN DOBs Reported DOBs: Possible E-Mail Addresses Others Using SSN - 1 records found Full Name Address Summary - 19 records found No. Address 1: 2: 3: 4: 5: EFTA01407136 For internal use only State Iss. Date lss. Warnings Most frequent SSN attributed to subject: Count Gender Phone LexID(sm) SSN DOB EFTA01407137 Page 3 Worldbase, 11/30/2013, THE RELATED COMPANIES LP No. Address 7: 8: 9: 10: 11: 12: 13: 15: 16: 17: 18: 1MM Address Details 1: Address EFTA01407138 For internal use only Dates Phone EFTA01407139 Page 4 ELATED COMPANIES LP Census Data for Geographical Region Median Head of Age: Median Income: Median Home Value: Median Education: Other Associates 2: Address Census Data for Geographical Region Median Head of Household Age: Median Income: Median Home Value: Median Education: Household Members Other Associates Non- Li t-' 3: Address UMW Census Data for Geographical Region Median Head of Household Age: Median Income: Median Home Value: Median Education: Other Associates 4: Census Data for Geographical Won Median Head of Household Age: Median Income: Median Home Value: Median Education: EFTA01407140 Househ ld Members Other Associates None Listed Dates Phone iiill Phone Dates Phone For internal use only EFTA01407141 Page 5 Worldbase, 11/30/2013, THE RELATED COMPANIES LP 5: Address Census Data for Geographical Region Median Head of Household Age: Median Income: =IME Median Home Value: Median Education: Household Members None Listed Other Associates None Listed 6: Address Census Data for Geographical Ramon Median Head of Household Age: Median Income: Median Home Value: Median Education: Household Members Other Associates None Listed 7: Address Census Data for Geographical Region Median Head of Household Age: Median Income: Median Home Value Median Education: Household Members None Listed Other Associates Non Li t 8: Census Data for Geographical Won Median Head of Household Age: EFTA01407142 Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates None Listed Phone Dates Phone Dates Phone Phone For internal use only EFTA01407143 Page 6 Worldbase, 11/30/2013, THE RELATED COMPANIES LP 9: Address Census Data for Geographical Re ion Median Head of Household Age:M Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates Non 10: Address Census Data for Geographical Region Median Head of Household Age: Median Income: Median Home Value Median Education: Household Members None Listed Other Associates Non 11: Household Members None Listed Other Associates None Listed 12: lam Census Data for Geographical Re ion Median Head of Household Age: Median Income: Median Home Value: Median Education: Household Members None Listed EFTA01407144 Other Associates None Listed 13: Address 11.11•11 Census Data for Geographical Region For internal use only Phone Dates Phone Dates Phone Phone EFTA01407145 Page 7 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Median Head of d Age: III Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates Non ' 14: Census Data for Geographical Region Median Head of Age: Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates Noni List 15: Census Data for Geographical Re ion Median Head of d Age: Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates None Listed 16: Address Census Data for Geographical on Median Head of ld Age: Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates EFTA01407146 None Listed 17: Census Data for Geographical Re ion Median Head of Household Age: For internal use only Dates Phone Dates Phone Dates Phone Dates Phone EFTA01407147 Page 8 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates None Listed 18: Census Data for Geographical Rile Median Head of Household Age: Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates None Listed 19: Address Census Data for Geographical Re ion Median Head of d Age: Median Income: Median Home Value: Median Education: Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations - 0 records found Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 3 records found 1: CA Judgments and Liens Filings EFTA01407148 Debtor Information Debtor 1 Name: SSN: For internal use only Dates Phone a es EFTA01407149 Page 9 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Address: Debtor 2 Name: SSN: Address: Creditor Information Name: Filing Information Jurisdiction: CA Filing Date: Eviction.. Filing 1 Number: Type: Agency: Agency State: Agency County: 2: CA Judgments and Liens Filings Debtor Information Debtor 1 Name: SSN: Address: Debtor 2 Name: SSN: Address: Creditor Information Name: Filing Information Jurisdiction: CA Amount: Filing Date: Eviction Filing 1 Number: Type: CIVIL JUDGMENT Agency: Agency State:III Agency County: 3: CA Judgments and Liens Filings EFTA01407150 Debtor Information Debtor 1 Name: SSN: Address: Debtor 2 For internal use only EFTA01407151 Page 10 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Address: Creditor Information Name: Filing Information Jurisdiction: CA Amount: Original Filin Number: Filing Date: Release Date: Filing 1 Number: Type: Agency: Agency State: Agency County: UCC Liens - 0 records found Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree: 10 No. 1. SSN: 2. EFTA01407152 For internal use only EFTA01407153 Page 11 Worldbase, 11/30/2013, THE RELATED COMPANIES LP No. Full Name EFTA01407154 li For internal use only EFTA01407155 Page 12 Worldbase, 11/30/2013, THE RELATED COMPANIES LP No. Full Name Address Phone 7. il 10. EFTA01407156 SSN: Business Associates - 0 records found Person Associates - 9 records found No. Full Name Ald:111 or internal use only SSN Phone EFTA01407157 Page 13 Worldbase, 11/30/2013, THE RELATED COMPANIES LP No. Full Name Address 2: 4: EFTA01407158 5: SSN Phone DOB EFTA01407159 Page 14 Worldbase, 11/30/2013, THE RELATED COMPANIES LP No. Full Name 6: Neighbors Name EFTA01407160 Addres SSN DOB Phone For internal use only EFTA01407161 Page 15 Worldbase 11/30/2013 THE RELATED COMPANIES LP Emp oyment Locator - 0 records found Criminal Filings - 0 records found Cellular & Alternate Phones - 0 records found Sources - 53 records found All Sources Email addresses Historical Person Locator Liens and Judgments Person Locator 1 Person Locator 2 Person Locator 4 Phone 53 Source Document(s) 6 Source Document(s) 20 Source Document(s) EFTA01407162 3 Source Document(s) 6 Source Document(s) 8 Source Document(s) 2 Source Document(s) 8 Source Document(s) D&B: Not Required For internal use only EFTA01407163 Page 16 Worldbase, 11/30/2013, THE RELATED COMPANIES LP LEGAL RESULTS: Court Cases: *** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY *** Copyright 0 2016 CourtLink Corporation UNITED STATES DISTRICT COURT EASTERN DISTRICT OF PENNSYLVANIA DOCKET CASE NUMBER: OTHER DOCKET CASE NUMBER: FILING DATE: JURISDICTION: JUDGE: Honorable NATURE OF SUIT: .1 For internal use EFTA01407164 Pa•e 2 FILING TYPE: MN CAUSE: JURY DEMAND: Plaintiff PLAINTIFF ATTORNEY(S): JUSTIN R. PARAFINCZUK [PRO HAC VICE;ATTORNEY TO] KOCH PARAFINCZUK & WOLF 110 East Broward Blvd #1630 Fort Lauderdale, F Email MARCUS J. SUSEN [PRO HAC VICE;ATTORNEY TO] KOCH PARAFINCZUK & WOLF 110 East Broward Blvd #1630 Email JAMES J. MCELDREW, III [LEAD ATTORNEY;ATTORNEY TO] MCELDREW LAW 123 S Broad St Suite 1920 Philadel hia, PA, USA 19109 Email: THOMAS A. DINAN [LEAD ATTORNEY;ATTORNEY TO] MCELDREW LAW LLC 123 South Broad St Suite 1920 Philadel hia PA, USA 19109 Email: DEFENDANT ATTORNEY(S): ALBERT G. BIXLER (Terminated 8/1/2016) ALBERT G. BIXLER [ATTORNEY TO BE NOTICED] ECKERT SEAMANS CHERIN & MELLOTT LLC Two Liberty Place 22nd Fl 50 South 16th Street PA, USA 19102 Email: REBECCA K. WOOD [PRO HAC VICE] (Terminated 8/1/2016) REBECCA K. WOOD [PRO HAC VICE;ATTORNEY TO] SIDLEY AUSTIN LLP 1501 K Street Nw Washin ton DC, USA 20005 Email: For internal use only EFTA01407165 THE COURT UPDATED THIS RECORD ON: 08/05/2016 12:00:00 AM For internal use only EFTA01407166