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efta-efta01408776DOJ Data Set 10Correspondence

EFTA Document EFTA01408776

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DOJ Data Set 10
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efta-efta01408776
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RDC Alert Richar From: Cynthia Rodriguez Date: Fri, 30 Jun 2017 1•. . - To: PWMUS AMLKYC Dear AML Compliance, Attached exchange cleared. you. is an RDC alert for Richard Kahn, appearing on the NY stock disciplinary actions. I believe this alert has previously been Please see attached clearance and provide updated clearance. Thank Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Emai Bank Trust Company Americas Bank Wealth Management Avenue, 24th Fl 10154-0004 New York, NY, USA EFTA01408776

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