EFTA Document EFTA01410482

Subject: FW: SFL and Gratitude America Ltd [C] [I] From: Ariane Dwyer ‹ > Date: Wed, 13 Jan 2016 14:10:08 -0500 To: Daniel Sabba Cc: Vahe Stepanian Yes, from the below emails it looks like there is a PB account for Gratitude From: Jj Litchford Sent: Wednesday, October 07, 2015 1:11 PM To: Vahe Stepanian; Paul Morris Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For internal use only Here you go—I presume you don't need any of our research? {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 fcid:[email protected] From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:59 PM EFTA01410482 To: Paul Morris; Jj Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For internal use only Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing so. Is there an alternative you have in mind? Thank you, Vahe From: Paul Morris Sent: Wednesday, October 07, 2015 12:55 PM To: Vahe Stepanian; Jj Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] Vahe do we really need a full KCP account for this? Original Message From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Ariane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC docs you have on your end as it relates to this particular entity? We would like to take a look before we send Rich a list of documentation EFTA01410483 required to open the new acct. Thank you, Vahe Original Message From: Vahe Stepanian Sent: Tuesday, October 06, 2015 9:07 AM To: 'Richard Kahn'; Jj Litchford Cc: Darren Indyke; Jeanne Brennan; Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] Classification: Confidential Rich - adding Ari. We'll take a look this morning and be back to you. Thanks, Vahe Original Message From: Richard Kahn [mailto: Sent: Tuesday, October 06, 2015 9:01 AM To: Jj Litchford; Vahe Stepanian Cc: Darren Indyke; Jeanne Brennan Subject: re: SFL and Gratitude America Ltd Jeffrey would like to transfer 100,000 of Gilead Stock (approximately 1050-1100 shares) to Gratitude I believe we only have checking and savings account for Gratitude at DB Please advise what we need to do to make this happen ASAP Thank you Rich EFTA01410484