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efta-efta01410997DOJ Data Set 10Correspondence

EFTA Document EFTA01410997

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DOJ Data Set 10
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efta-efta01410997
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Euro Wires (C] From: Richard Kahn <I > Date: Tue, 07 Jul 2015 11:56:04 -0400 To: Arthur Tendler thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 > On Jul 7, 2015, at 9:55 AM, Arthur Tendler > Classification: Confidential > Per your request > ( > • Kind regards, > Arthur Tendler > • Arthur Tendler > Deutsche Bank Trust Company Americas > Wealth Management Products > 60 Wall Street, 10005-2836 New York, NY, USA Tel. Email > • Important Information Regarding Trading Instructions: > • Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as y our Bank representative has confirmed via email or telephone that the Bank has received your request . Responses received after the SSC Deadline date will be handled on a best-effort basis. > • With respect to all other trading instructions (including, without limitation, foreign currency tr ansactions), The Bank shall only be obligated to act on any such instructions at such time as your B ank representative has confirmed that the Bank has received your request via telephonic communicatio n. > Please note, automated electronic responses such as "read receipts" or fax confirmations do not co nstitute confirmation by the Bank that your instructions have been received. If you submit trade ins tructions and do not receive a timely confirmation that the Bank has received such instructions, ple ase contact your Bank representative immediately. wrote: EFTA01410997 > This communication may contain confidential and/or privileged information. If you are not the inte nded recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distributio > of the material is this communication is prohibited. Deutsche Bank does not render legal or tax ad vice, and information contained in this communication should not be regarded as such. > If you reside in, or have business in Canada and wish to unsubscribe from receiving email communic ation, please reply to [email protected] and type "unsubscribe" in the subject line. Original Message > • From: Richard Kahn (mailto: > Sent: Monday, July 06, 2015 9:12 AM > To: Amanda Kirby > Cc: Arthur Tendler > Subject: Euro Wires > • can you please send both fed ref numbers thank you > Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New York, NY 10022 > This communication may contain confidential and/or privileged information. If you are not the inte nded recipient (or have received this communication in error) please notify the sender immediately a nd destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > Deutsche Bank does not render legal or tax advice, and the information contained in this communica tion should not be regarded as such. EFTA01410998

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