Case File
efta-efta01412433DOJ Data Set 10CorrespondenceEFTA Document EFTA01412433
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Unknown
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DOJ Data Set 10
Reference
efta-efta01412433
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Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
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Lexis Diligence ^ Policy Portal ^Spoffire ^World-Check 0 HR Connect
dbCAR (Client Adoption & Review)
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Sep 20, 2019 4 33:10 PM
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Filters
ResulU 1
» Column Hits
Business Unit
Adoption Location
Germany Inactive
Adopton Entity
DB AG (Frankfurt)
Product
Entity
Level 0
Legal Name
Registered Address 0
IS
EFTA01412433
MARKETS
OTC Derivatives (Rales)
. Entity Level (1)
Southern Financial, LLC
610Q Red Hook Quarter B3, St TTiomas, Virgh Isl^s, U S.
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United Kingdom: Inactive
DB AG (London)
Commodities
lo
» Entity Status (1)
Convertible Bonds
Page
(lofi)
» Registered Country (1)
FXCash ALL
FX Optons Both
» Registered City (1)
Fbced Income: Cash Bonds
. Domicile Country (1)
GED
. Domicile City (1)
Global Credit Denvalives
. Entity Type (1)
OTC Derivatives (Rales)
United Slates: Inactive
DBSI
Cash Equities DVP/RVP
» Adoption Location (3)
Equities - Custody/Margin
Entrty Role (4)
GED - OTC Options
. Product Name (0)
» Source System (1)
. Relationship Role (0)
• Busir>ess Unit (1)
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EFTA01412434
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