EFTA Document EFTA01412887

Subject: Re: ACATS for Southern Financial/Trust [I] From: Amanda Kirby ‹ > Date: Mon, 09 Sep 2013 17:21:17 -0400 To: Paul Morris ‹ > Classification: For internal use only Not all of his positions will be able to be transferred in kind to DB. We need to determine if he wants to liquidate those positions and transfer the cash or find a different solution. Was going to discuss with you in the morning. Best, Amanda Kirby (Embedded image moved to file: pic23456.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic02462.gif) From: To: Date: PM Paul Morris, Amanda Kirby/1M 09/09/2013 05:17 EFTA01412887 Subject: [I] Re: ACATS for Southern Financial/Trust Classification: For internal use only Need to get je to sign these as he is going out of town Original Message From: Amanda Kirby Sent: 09/09/2013 04:13 PM EDT To: Jay Lipman Cc: Tazia Smith; Vahe Stepanian; Paul Morris Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Thank you, Jay. I'll send the account docs to the client today and we can discuss the ACATs further when Paul is in the office tomorrow Best, Amanda Kirby (Embedded image moved to file: pic17302.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic22659.gif) From: Jay Lipman EFTA01412888 To: Amanda Kirby/MI Cc: Tazia Smith , Vahe Stepanian, Date: 09/09/2013 04:03 PM Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find Completion Instructions: Account Agreement — Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 Corp Acct. Authorization — Please complete highlighted area and sign/date bottom of pages 1 + 2 [attachment "AWM Acct. Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Corporate Account Authorization.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "New Corporate Info Sheet 6.2012.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman EFTA01412889 (Embedded image moved to file: pic25904.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Emai (Embedded image moved to file: pic24831.gif) From: Amanda Kirby. To: Cc: Date: AM Ja Lipman. Tazia Smith, Vahe Stepanian= 09/09/2013 10:59 Subject: ACATS for Southern Financial/Trust [I] EFTA01412890 Classification: For internal use only Hi Jay, Wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know you were working on them on Friday. Would like to send them to the client today, if possible. Also, Jeepers Inc was KYC approved on our end. I am going to work on getting those account docs prepared and send them over today. Would you mind sending me Brokerage accounts for them? Thank you Best, Amanda Kirby (Embedded image moved to file: pic15231.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic26599.gif) EFTA01412891